CFA-Level1经典模拟试题1200道.doc

《CFA-Level1经典模拟试题1200道.doc》由会员上传分享，免费在线阅读，更多相关内容在教育资源-天天文库。

1、CFALevel1经典模拟试题1200道【一份十分经典的专业资料，打灯笼都找不到的好资料】8SchweserPrintableTests-Level1-EXAM1Morning-180SchweserPrintableTests-Level1-EXAM1Morning-180SScchhwweesseerrPPrriinnttaabblleeTTeessttss--LLeevveell11--EEXXAAMM11MMoorrnniinngg--minutes-Level1-EXAM1Morningminutes-Level1-EXAM1Morningmmiinn

2、uutteess--LLeevveell11--EEXXAAMM11MMoorrnniinnggYoucanprintthispagebygoingtofile-printinyourinternetbrowserEthics-18Questions-27minutesEthics-18Questions-27minutesEEtthhiiccss--1188uueessttiioonnss--2277mmiinnuutteessQuestion1-23379BasedonAIMRsStandardsofProfessionalConductwhichofthe

3、followingstatementsareaviolationofStandardIVB6ProhibitionagainstMisrepresentationAyoungtraineebondtradertellsaprospectiveclientthatshecanassisttheclientinalltheclientsinvestmentneedsequityfixedincomeandderivativesandbasedAonheryearsofexperienceasananalystinthebusinessthataninvestment

4、lookslikeithaslotsofpotentialBAlloftheseAninvestmentmanagerrecommendstoaprospectiveclientaninvestmentinCmortgageIOstripsbecausetheyareguaranteedbyanagencyofthefederalgovernmentAbrokersaysXYZstockis100guaranteedtodoubleinvalueoverthenextsixDmonthsQuestion2-28161AccordingtoAIMRsStandar

5、dsofProfessionalConductStandardIBFundamentalResponsibilitiesmembersshallnotknowinglyparticipateorassistinlegalandethicalviolationsAnanalystmustreportalllegalviolationstotheproperregulatorycommissionandisheldAresponsibleforparticipatinginillegalactswhenthelawisevidenttoanyoneknowingth

6、elawisheldresponsibleforviolationsbyotherswhentheanalystisunawareofthefactsBgivingrisetotheviolationisheldresponsibleforparticipatinginillegalactswhenthelawisevidenttoanyoneCknowingthelawandcanparticipateinaviolationbyhavingknowledgeoftheviolationandtakingnoactiontostopitordisassocia

7、tefromitisheldresponsibleforparticipatinginillegalactswhenthelawisevidenttoanyoneDknowingthelawandisheldresponsibleforviolationsbyotherswhentheanalystisunawareofthefactsgivingrisetotheviolationQuestion3-28162WhichofthefollowingisaviolationbasedonAIMRsStandardsofProfessionalConductApo

8、rtfoliomanag