中登上海融资融券登记结算业务指南201112

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1、中国证券登记结算有限责任公司上海分公司融资融券登记结算业务指南2011年12月目录第一章融资融券业务结算账户和专用证券账户开立..........................................3一、结算账户开立........................................................................................................3二、专用证券账户开立..............................................

2、..................................................4第二章信用证券账户..............................................................................................7一、信用证券账户配号管理........................................................................................7二、信用证券账户配号.........

3、.......................................................................................8三、信用证券账户销号..............................................................................................10四、关于信用证券账户几点说明...................................................................

4、...........11第三章登记和存管................................................................................................14一、融资融券登记存管业务......................................................................................14二、融资融券相关证券划转............................................

5、..........................................18三、自营账户申报......................................................................................................20第四章清算和交收....................................................................................................21一、结算主体...

6、...........................................................................................................21二、资金清算..............................................................................................................21三、证券清算..........................................

7、....................................................................22四、资金交收..............................................................................................................22五、证券交收及变更登记............................................................................

8、..............24六、交收风险管理...................................................