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1、（中英对照）证监会问答之关键词二：上市公司并购重组审核工作规程上市公司并购重组审核工作规程(2016年3月25H)Workingregulationsonapprovalandexaminationofmergerandacquisitionoflistedcompanies(March25,2016)第一章总则Chapter1GeneralProvisions第一条为进i步规范上市公司并购重组审核，提高审核效率，增强审核透明度，根据《行政许可法》、《屮国证监会行政许可实施程序规定》等法律法规以及上市公司并购重组监管实际
2、情况，制订木规程。Article1TheseRegulationsareformulatedinaccordancewiththeAdministrativePermissionLaw,theStipulationsonImplementationProceduresofAdministrativeLicensingbyCSRCandtheactualsupervisionsituationofthemerger,acquisitionandrestructuringoflistedcompaniestofurtherr
3、egulateapprovalandexaminationofmerger,acquisitionandrestructuringoflistedcompanies,improvetheapprovalandexaminationefficiencyandstrengthentheapprovalandexaminationtransparency.第二条审核人员不得超越法定权限、违反法定程序、超过法定期限实施行政许可。Article2Approvalandexaminationpersonnelshallnotimpl
4、ementadministrativelicensingbeyondstatutoryauthoritylimit,againstlegalproceduresandbeyondlegaltimelimit.第三条审核人员应当遵守国家和证监会各项廉洁自律规定。不得与申请人、中介机构或请托人私卜-接触；不得利用职务便利谋取不正当利益；不得收受巾请人、中介机构及请托人的财物，以及可能影响公正执行公务的礼站、礼金、消费卡等。Article3Approvalandexaminationpersonnelshouldcomplyw
5、iththeprobityandself-disciplinestipulationsofstateandCSRC.Theyshallnotbeallowedtocontactinprivatewithapplicant,intermediariesorentrustingperson,totakeadvantageoftheirpositionstoseekunjustbenefit,toreceivebelongingsofapplicant,intermediariesorentrustingperson,aswe
6、llasgifts,cashgift,expensecard,etc.whichmayaffectthefairperformanceofofficialbusiness・第四条审核人员应当遵守各项保密规定。不得泄露审核过程知悉的商业秘密；不得探询与履行职责无关的信息；不得泄露会议讨论情况、签批意见等信息。Article4Approvalandexaminationpersonnelshouldcomplywithalloftheconfidentialitystipulations.Theyshouldnotdiscl
7、osureanybusinesssecretknownbythemintheprocessofapprovalandexamination,notinquireanyinformationwhichhasnothingtodowithexecutionofduty,andnotleakanyinfonnationsuchasconferencediscussions,approvalopinionsandotherrelatedinformation.笫五条审核人员遇冇可能影响公正执行公务的情形时，应当主动申请回避，不得
8、对应回避事项施加影响。审核人员应当遵守任职回避和公务回避有关规定，不得从事与监管职责有利益冲突的行为。Article5Intheeventofanycircumstanceswhichmayaffectthefairperformanceofofficialbusiness,approvalandexaminatio
