FINANCIAL SERVICES GUIDE

《FINANCIAL SERVICES GUIDE》由会员上传分享，免费在线阅读，更多相关内容在行业资料-天天文库。

1、FINANCIALSERVICESGUIDETheprovideroftheservicesdescribedinthisFinancialServicesGuideistheAustralianFinancialServicesLicenseeCommonwealthSecuritiesLimitedABN60067254399AustralianFinancialServicesLicenceNumber:238814RegisteredOffice:Level7,48MartinPlaceSydneyNSW1155IssueDate:13Jan

2、uary2005ContentsSECTIONONECOMMONWEALTHSECURITIESLIMITEDPARTONEIMPORTANTINFORMATION1FINANCIALSERVICESGUIDE1OTHERDOCUMENTSYOUMAYRECEIVEFROMUS1WHOAREWE?2WHATFINANCIALSERVICESANDPRODUCTSDOWEOFFER?2HOWDOYOUOBTAINOURSERVICES?2HOWCANYOUTRANSACTWITHUS?2IFWEPROVIDEFURTHERMARKETRELATEDAD

3、VICE?3HOWDOYOUPAYFOROURSERVICES?3HOWAREWEREMUNERATEDFORTHESERVICESWEPROVIDE?3HOWAREOURREPRESENTATIVESREMUNERATED?4ASSOCIATIONSWITHRELATEDPRODUCTISSUERS5REMUNERATIONTHATMAYBERECEIVEDBYASSOCIATEDPARTIES5HOWISMYPERSONALINFORMATIONDEALTWITH?5WHATSHOULDIDOIFIHAVEACOMPLAINT?6PARTTWOI

4、MPORTANTINFORMATION7FINANCIALSERVICESGUIDE7FEESANDCHARGESFORNONADVICESERVICES7FEESANDCHARGESFORADVICESERVICES11FINANCIALPLANNINGSERVICE11WEALTHCREATIONSERVICE11DEFINEDADVICESERVICE12MANAGEDFUNDSEXECUTIONONLYSERVICE12FEESFORTHEABOVESERVICES13SHAREPORTFOLIOSERVICE14AUSTRALIANSECU

5、RITIESADVICE14FEESFORSHAREPORTFOLIOSERVICEANDAUSTRALIANSECURITIESADVICE15SECTIONTWOSHARESDIRECTNOMINEESPTYLTDIMPORTANTINFORMATION18SECTIONONEOtherdocumentsyoumayreceivefromusPARTONEStatementofAdviceWheneverweprovideyouwithanyIMPORTANTpersonaladvice,youarealsoentitledtoINFORMATI

6、ONreceiveaStatementofAdvice.PersonaladviceisadvicethattakesintoaccountFinancialServicesGuideoneormoreofyourobjectives,financialThisFinancialServicesGuide(“FSG”)situationandneeds.TheStatementofisanimportantdocument.ItAdvicewillcontaintheadvice,thebasisprovidesyouwithinformationa

7、boutonwhichitisgivenandinformationCommonwealthSecuritiesLimitedaboutfees,commissionsandany(“CommSec”,“we”,“us”or“our”)toassociationswithproductissuersorhelpyoutodecidewhethertousetheotherpartiesthatmayhaveinfluencedfinancialservicesweoffer.theadvice.ThisFSGisdividedintotwoparts

8、:ProductDisclosureStatementPart1oftheFSGexplainstheser