公司法与商法_part_D_-_Securities_law

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1、Chapter35CorporatebondsandstocksCompanyLaw(2005)Article126Thecapitalofajointstocklimitedcompanyshallbedividedintosharesandallthesharesshallbeofequalvalue.Thesharesofacompanyarerepresentedbystocks.Astockisacertificateissuedbythecompanytocertifytheshareheldbyashareholder.第

2、一百二十六条　【股份有限公司的股份及其形式】股份有限公司的资本划分为股份，每一股的金额相等。公司的股份采取股票的形式。股票是公司签发的证明股东所持股份的凭证。Article154Theterm"corporatebonds"asmentionedinthisLawreferstothenegotiableinstrumentsthatareissuedbyacompanyunderthestatutoryprocedureswithguaranteedpaymentoftheprincipalplusinterestbyaspecifie

3、dfuturedate.Toissuecorporatebonds,acompanyshallsatisfytheissuancerequirementsoftheSecuritiesLawofthePeople'sRepublicofChina.第一百五十四条　【公司债券的定义及发行条件】本法所称公司债券，是指公司依照法定程序发行、约定在一定期限还本付息的有价证券。公司发行公司债券应当符合《中华人民共和国证券法》规定的发行条件。Article10Apublicissuanceofsecuritiesshallmeettherequire

4、mentsoftherelevantlawsandadministrativeregulations,andshallbereportedtothesecuritiesregulatoryauthorityundertheStateCounciloranydepartmentasauthorizedbytheStateCouncilforexaminationandapprovalaccordingtolaw.Withoutanyexaminationandapprovalaccordingtolaw,noentityorindividu

5、almaymakeapublicissuanceofanysecurities.Itshallbedeemedasapublicissuanceunderanyofthefollowingcircumstances:(1)Makingapublicissuanceofsecuritiestowardsunspecifiedobjects;(2)Makingapublicissuanceofsecuritiestoaccumulativelymorethan200specifiedobjects;(3)Makingapublicissuan

6、ceasprescribedbyanylaworadministrativeregulation.Foranysecuritiesthatarenotissuedinapublicmanner,themeansofadvertising,publicinducementorpublicissuanceinanydisguisedformshallnotbeadoptedthereto.第十条　【公开发行证券条件】公开发行证券，必须符合法律、行政法规规定的条件，并依法报经国务院证券监督管理机构或者国务院授权的部门核准；未经依法核准，任何单位

7、和个人不得公开发行证券。有下列情形之一的，为公开发行：（一）向不特定对象发行证券；（二）向特定对象发行证券累计超过二百人的；（三）法律、行政法规规定的其他发行行为。非公开发行证券，不得采用广告、公开劝诱和变相公开方式。Article13Aninitialpublicoffer(IPO)ofstocksofacompanyshallmeetthefollowingrequirements:(1)Havingacompleteandwell-operatedorganization;(2)Havingthecapabilityofmaking

8、profitscontinuouslyandasoundfinancialstatus;(3)Havingnofalserecordinitsfinancialstatementsoverth