证券行业信用评级方法

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1、证券行业信用评级方法证券行业信用评级方法大公国际资信评估有限公司2017年证券行业信用评级方法目录引言.....................................................................1第一节证券行业信用风险特征..............................................3一、行业界定...........................................................3二、行业信用风险要素.......................

2、............................3（一）法律与政策变动.................................................4（二）市场环境变动...................................................4（三）操作风险.......................................................5第二节证券行业信用品质分析..............................................6一、评级思路.

3、........................................................6（一）经营环境分析...................................................6（二）经营与竞争分析.................................................6（三）战略与管理分析.................................................6（四）财务分析...................................

4、....................7二、偿债环境.........................................................7（一）宏观经济环境...................................................7（二）政府监管状况...................................................7（三）行业监管状况...................................................7（四）行业发展趋势...

5、................................................8三、财富创造能力.....................................................8（一）市场需求.......................................................8（二）市场竞争力.....................................................81、市场地位......................................

6、.............92、证券公司的实力.............................................93、稳定的客户基础.............................................94、研发实力..................................................105、资金实力..................................................10（三）管理与战略................................

7、....................101、所有权结构................................................102、治理结构..................................................11（四）风险控制能力..................................................11证券行业信用评级方法1、风险管理策略..............................................112、风险管理部门的独立性和风险管

8、理职能的覆盖程度..............113、决策机制..........