《证券法英》word版

《证券法英》word版

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时间:2018-10-31

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1、《证券法》英文版SecuritiesLawofthePeople'sRepublicofChina(revisedin2005)TheSecuritiesLawofthePeople'sRepublicofChina,whichwasrevisedandadoptedatthe18thMeetingoftheStandingCommitteeofthe10thNationalPeople'sCongressofthePeople'sRepublicofChinaonOctober27,2005areherebypromulgateand

2、shallbeimplementedasofJanuary1,2006.PresidentofthePeople'sRepublicofChina,HuJintaoOctober27,2005SecuritiesLawofthePeople'sRepublicofChina(revisedin2005)(Adoptedatthe6thMeetingoftheStandingCommitteeofthe9thNationalPeople'sCongressonDecember29,1998,revisedatthe18thMeetingo

3、ftheStandingCommitteeoftheTenthNationalPeople'sCongressofthePeople'sRepublicofChinaonOctober27,2005accordingtotheDecisiononRevisingtheSecuritiesLawofthePeople'sRepublicofChinaasmadeatthe11thmeetingoftheStandingCommitteeofthe10thPeople'sCongressonAugust28,2004)ContentsCha

4、pterIGeneralProvisionsChapterIIIssuanceofSecuritiesChapterIIITransactionofSecuritiesSectionIGeneralProvisionsSectionIIListingofSecuritiesSectionIIIOn-goingDisclosureofInformationSectionIVProhibitedTradingActsChapterIVAcquisitionofListedCompaniesChapterVStockExchangesChap

5、terVISecuritiesCompaniesChapterVIISecuritiesRegistrationandClearingInstitutionsChapterVIIISecuritiesTradingServiceInstitutionsChapterIXSecuritiesIndustrialAssociationChapterXSecurityRegulatoryBodiesChapterXILegalLiabilitiesChapterXIISupplementaryArticlesChapterIGeneralPr

6、ovisionsArticle1ThepresentLawisformulatedforthepurposeofregulatingtheissuanceandtransactionofsecurities,protectingthelawfulrightsandinterestsofinvestors,safeguardingtheeconomicorderandpublicinterestsofthesocietyandpromotingthegrowthofthesocialistmarketeconomy.Article2The

7、presentLawshallbeappliedtotheissuanceandtransactionofstocks,corporatebondsaswellasanyothersecuritiesaslawfullyrecognizedbytheStateCouncilwithintheterritoryofthePeople'sRepublicofChina.WherethereisnosuchprovisioninthepresentLaw,theprovisionsoftheCorporationLawofthePeople'

8、sRepublicofChinaandotherrelevantlawsandadministrativeregulationsshallbeapplied.Anylistedtradingofgovern

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