英汉证券期货及财务用语汇编(第三版)

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1、ISDN988883505XAnEnglish-ChineseGlossaryofSecurities,FuturesandFinancialTerms(ThirdEdition)英漢證券期貨及財務用語匯編（第三版）HongKongApril2004香港2004年4月目錄Contents頁次PageNo.序言Foreword.........................................................i編輯說明Editor’sNote..........................

2、............................iii詞彙正文GlossaryI.證券、期貨及財務用語Securities,FuturesandFinancialTerms.............................3II.相關機構及組織RelevantOrganizations.........................................597III.證券及期貨事務監察委員會總監級以上職銜JobTitlesofDirectorateStaffintheSecuritiesand

3、FuturesCommission.........................................643IV.證券及財務相關法規、守則及指引SecuritiesandFinancerelatedLegislation,CodesandGuidelines.........647V.《證券及期貨條例》及其附屬法例的界定用語DefinedTermsundertheSecuritiesandFuturesOrdinanceanditsSubsidiaryLegislation.................

4、.....................663參考書目Bibliography......................................................679FOREWORDInacontinuousefforttoprovideinvestorsandmarketpractitionerswithpracticalandusefultoolsrelatingtothesecuritiesandfuturesindustry,wearepleasedtopresentanewandTh

5、irdEditionofAnEnglish-ChineseGlossaryofSecurities,FuturesandFinancialTerms.TheSecondEditionoftheGlossarywaspublishedinApril2003.Inthepastyear,theSecuritiesandFuturesOrdinance(SFO)commencedoperationandbroughtinamuchimprovedregulatoryregime.Wehaveexpandedthesection

6、ondefinedtermsundertheSFOtoincludeexpressionsintherelatedsubsidiarylegislationaswell.ThisandothermodificationsmeantheThirdEditioncontainsover14,200terms,increasingfrom13,800previously.Thelayouthasalsobeenrevisedtoenhancereadability.Thislatesteditionisnotonlyavail

7、ableinprintedversion.ACD-ROMversionwithsearchfunctionsandotheruser-friendlyfeaturesisavailable.Wehopereaderswillfindbothversionshandyanduseful.IthanktheTranslationUnitoftheSecuritiesandFuturesCommissionforproducingthisnewpublication.AndrewShengChairmanSecuritiesa

8、ndFuturesCommissionApril2004i序　言證監會一向致力為投資者及市場人士提供有關證券期貨業的翔實而有用的參考資料。為此，本會欣然推出新的《英漢證券期貨及財務用語匯編》(第三版)。本匯編的第二版於2003年4月出版。《證券及期貨條例》於去年開始實施，為市場引進了更完善的監管制度。我們在第三版中進