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1、ߜᖬԴ౨ஒʥল৻ႍ͂මᇁFUTURESANDFINANCIALTERMSGLOSSARYOFSECURITIES,ANENGLISH-CHINESE̒خFourthEditionISBN9628835165HongKong‧April2006香港‧二零零六年四月ANENGLISH-CHINESEGLOSSARYOFSECURITIES,FUTURESANDFINANCIALTERMS(FourthEdition)英漢證券期貨及財務用語匯編（第四版）HongKongApril2006香港2006年4月目錄Contents頁次PageNo.序言For
2、eword.........................................................i編輯說明Editor’snote......................................................iii詞彙正文GlossaryI.證券、期貨及財務用語Securities,futuresandfinancialterms..............................3IIA.證券及期貨事務監察委員會行政人員級以上職銜Jobtitlesofexecutivestaffin
3、theSecuritiesandFuturesCommission......525B.證券及期貨事務監察委員會各部門DivisionsanddepartmentsoftheSecuritiesandFuturesCommission......526C.與證券及期貨事務監察委員會執行職能有關的組織OrganizationsrelatedtotheperformanceoffunctionsbytheSecuritiesandFuturesCommission......................................527III.相
4、關機構及組織Relevantorganizations..........................................531IV.證券及財務相關法規、守則及指引Securitiesandfinancerelatedlegislation,codesandguidelines............577主要參考書目Bibliography......................................................594ForewordIampleasedtopresentanewandFourthE
5、ditionofAnEnglish-ChineseGlossaryofSecurities,FuturesandFinancialTerms.Inthisnewedition,majoreffortshavebeenputintoexpandthecollectionoffinancialtermscommonlyusedinMainlandChinainviewoftheincreasinginteractionsbetweenthesecuritiesandfuturessectorsintheMainlandandHongKong.Moreov
6、er,wehaveaddedentriestoreflectthelatestmarketenvironmentwhileremovingobsoleteones.ThereisalsoanewsectioncontainingcorporateinformationabouttheSecuritiesandFuturesCommissionforyoureasyreference.Withnearly15,000entriesintotal,theFourthEditionwillserveasapracticaltoolforinvestors,
7、marketpractitioners,professionals,academiaandstudents,translators,andpeopleengaginginChinabusiness.Aswiththelastedition,theFourthEditionisavailableinprintedformatandCD-ROMformatwithsearchfunctionsandsimplifiedChineseversion.Lastly,IwouldliketothanktheTranslationUnitoftheSecurit
8、iesandFuturesCommissionforitseffortsincompilingthisnew
