中国证券登记结算有限责任公司深圳分公司文件

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1、中国证券登记结算有限责任公司深圳分公司文件中国结算深业字〔2011〕25号关于发布《中国证券登记结算有限责任公司深圳分公司融资融券登记结算业务指南》的通知各结算参与人：为了完善融资融券登记结算业务运作，根据《证券公司融资融券业务管理办法》和《中国证券登记结算有限责任公司融资融券登记结算业务实施细则》等有关规定，本公司对原《中国证券登记结算有限责任公司深圳分公司融资融券试点登记结算业务指南》做出补充修订。现将修订后的《中国证券登记结算有限责任公司深圳分公司融资融券登记结算业务指南》予以发布，并自发布之日

2、起实施；原《中国证券登记结算有限责任公司深圳分公司融资融券试点登记结算业务指南》同时废止。根据中国证券登记结算有限责任公司发布的《关于融资融券登记结算业务部分收费项目暂免收费的通知》（中国结算发字〔2011〕348号），相关证券划转手续费暂免收取。1特此通知。附件：中国证券登记结算有限责任公司深圳分公司融资融券登记结算业务指南二○一一年十二月二十六日2附件：中国证券登记结算有限责任公司深圳分公司融资融券登记结算业务指南目录第一章账户的开立与管理·····························

3、································································································41．1证券公司融资融券业务资金账户和证券账户开立·····································································41．2投资者信用证券账户管理················································

4、····························································71．3投资者信用证券账户查询及司法协助·························································································9第二章登记存管············································································

5、·······························································102．1登记存管业务原则······················································································································102．2证券权益处理················································

6、··············································································112．3证券划转·····································································································································13第三章证券结算························

7、···················································································································15第四章资金结算·································································································································

8、··········16第五章风险管理···········································································································································17第六章收费标准······························································