Staff Report on Enforcement

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1、UNITEDSTATESOFAMERICAFEDERALENERGYREGULATORYCOMMISSION2011REPORTONENFORCEMENTDocketNo.AD07-13-004PreparedbytheStaffoftheOfficeofEnforcementFederalEnergyRegulatoryCommissionWashington,D.C.NOVEMBER17,2011ThematterspresentedinthisstaffreportdonotnecessarilyrepresenttheviewsoftheF

2、ederalEnergyRegulatoryCommission,itsChairman,orindividualCommissioners,andarenotbindingontheCommission.TABLEOFCONTENTSI.Introduction..........................................................................................................................................1II.Off

3、iceofEnforcementPriorities..........................................................................................................2III.DivisionofInvestigations....................................................................................................................

4、3A.Overview............................................................................................................................................3B.SignificantMatters.........................................................................................................

5、....................41.SouthwestInquiryTaskForceRegardingFebruaryOutagesandCurtailments...........................42.PublicNoticeofStaff’sPreliminaryFindingsinInvestigations..................................................53.BrianHunter........................................

6、..........................................................................................54.ISO-NEConnecticutParties’ComplaintAllegingMarketManipulation....................................65.EnforcementActionsinFederalCourt.....................................................

7、....................................66.MoussaI.Kourouma.....................................................................................................................7C.Settlements...........................................................................................

8、..............................................7D.Self-Reports