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"#ᦻ%ឋ'(ᜧ ᦻ!ឋ"#)*+,'(：ᡠᕈ/Ḅ"#ᦻ，2)*ᙠḄᢣ4，5678Ẇ:;<ᡠ=>Ḅᡂ?。◀ᦻBCDE(FᵨḄᑁI，)#ᦻKᒹMNOᐸQR*ᡈTUVDW⊤ᡈYᑏ[Ḅ<ᡂ?。])ᦻḄẆ:^_,⌕abḄR*cTU，ᙳCᙠᦻBe(fgh᪗(。)* ᐰklᑮ)'(Ḅno?ᵫ)*qr。"#ᦻ<ὅtu ：ᨴI。u万方数据 "#ᦻ᱐ᩗxᵨᣴᩗyᜧ ᦻ᱐ᩗ%ᵨᣴᩗ()"#ᦻ<ὅ ᐰz{᪥ᨵᐵᶇ、xᵨ"#ᦻḄ，k᪥ᶇᔣ ᨵᐵᡈ᪀〈/#ᦻḄᓺcᵯ᱐，ᐕ#ᦻ▅c▅。)*ᣴᩗ/ᜧe)"#ᦻḄᐰᡈᑖᑁIᐭᨵᐵᦪ¢£78¤¥，e¦ᵨ§ᓺ、¨ᓺᡈ©ª«ᑴ®¯c°)"#ᦻ。±□，ᙠ—{±²〉ᵨ)ᣴᩗy。)"#ᦻ´µ)*+#(¶ᙠeg᪾ᑁᡭ“V”）"#ᦻ<ὅt»ᦟt： :…ᨴ- 万方数据 ᤺⌕《ῖ 》ᩗḄᔠᳮឋẆ᤺⌕½ 《¿ῖÁ》Ḅ¿ῖÁᩩÄᙠᑴÅÆÇᐹᨵÉឋ，D[1998ÊËcᐵᙠÍÎBḄ{Ï，FCPA⊤Ð_zÑÒḄÉÓÔᩗ。]Õ，ÖׯᙠØÙ，¿]kÚÛÜFCPAḄÉ〉HJ᪀ᡂᦻᓄÞ ßà，áâãQ ßᩗ。FCPAḄå8æçè*Wéê，ëéê8ÜḄᱯឋíîFCPAÉïÔᩗð⌕ឋcᔠᳮឋ。ó½ 、>:、ô、cW▭õRö÷ᑖ᪆FCPAÉÓÔᩗḄᔠᳮឋcTHùឋ,½ úíîFCPAeÉÓÔᩗḄᩗûᩭýÜᖪÿᩩÄð⌕c〉ᩩÄ，ÓẠᒹ´ᙢᑣ、´*ᑣcᦔ?ᑣ，2ÉÓÔᩗo᪀ᓄ▲ᑴcù▲ᑴ，ᑮ ▭_KᑣcᔠᳮឋᑣḄ▲ᑴ。ÍÎḄFCPAÉf?Ôᩗe ▲ᑴ，FCPAḄÉIfÔᩗ¯ Kᔠᳮ!ᜐ，#Ùó½ 6、ô、$ᐸãᫀçnj&☢▲ᑴFCPAḄÉïÔᩗ。ᐵ/0：《ῖ 》、3ᩗ、ᔠᳮឋ万方数据 AI3SIRACTTHESTUDYONTHEREASONABLENESSOFTHEEXTRATERRITORIALJURISDICTIONOFTHEU.S.FOREIGNCORRUPTPRACTICESACTABSTRACTTheanti-briberyprovisionoftheU.S.ForeignCorruptPracticesActwasoriginallyenactedwithextraterritoriality,afteramendedin1998andtheinterpretedbytheexecutiveauthoritiesinenforcementactions，FCPAshowsquitebroadextraterritorialjurisdiction.WithregardtotheFCPA5Sextraterritorialapplication,therehavebeenlotsofcritics,thosewhoobjecttotheextraterritorialreachofFCPAbelievethatitconstitutesculturalimperialismandoverreachesintothesovereigntyofindividualcountries.ThespecificcharacteristicsoftransnationalpublicbriberywhichFCPA’santi-briberyprovisionregulatesgivesomenecessityandreasonablenesstotheFCPA’sextraterritorialjurisdiction.ThepowerfortheCongresstogranttheextraterritorialjurisdictiontoFCPAisstemsfromtheForeignCommerceClauseandNecessaryandProperClause，andtheextraterritorialjurisdictionofFCPAmayfinditsjurisdictionalbasesontheterritorialprinciple,nationalityprincipleandeffectsdoctrinewhichareallrecognizedunderinternationallaw.However,U.S.constitutionimposesstructurallimitationandDueProcessClausetolimittheassertionofextraterritorialjurisdiction,万方数据 andtherearequitemanytheorieslimittheextraterritorialjurisdictionassertionininternationallaw,amongthemthemostnotabletwoare:comityprincipleandruleofreasonableness.AnalysistheextraterritorialjurisdictionofFCPAinenforcementcombiningtheabovelimitationssuggeststhattheextraterritorialjurisdictionofFCPAisnotalwaysreasonable,andsuggeststolimitstheFCPA’sextraterritorialreachfromdifferentangles,suchaslegislation,judiciary,executionandthecompaniesinvolvedintheinvestigation.KEYWORDS:ForeignCorruptPracticesAct,extraterritorialjurisdiction,reasonablenessV万方数据 345VS.............................................................................................................................................I(ÖFCPAÉÓÔᩗḄ!*1ᩭ$⊤Ð........................................................................................3—、1977《¿ῖ+》ḄÉÓÔᩗ........................................................................3(―)、6/0............................................................................................................3(1〉、ÓÔᩗᩩÄ........................................................................................................51、1W8Ê.ᫀBḄÉt?Ôᩗ6(ÖXÊU./4............................................................................................................6(1XÓÔᩗᩩÄ........................................................................................................85、ᐵÜf6ÉÓÔᩗ%6ᳮ#11(1>、f6]Mz-çôḄÉïÔᩗ.....................................................................14(5f6]ᐸQmçôḄÉÓÔᩗ..................................................................is7、ãᫀçô89:;<ᩗ=Ù......................................................................................18>、FCPAÉÓÔᩗḄ?Ð...............................................................................................22@1A]FCPAÉÓÔᩗḄØBᔠᳮឋᑖ᪆......................................................................24—、¿]FCPAÉÓÔᩗḄCD.......................................................................................241、8æ çè*ᕒéê)FíîFCPAÉÓÔᩗᔠᳮឋ..........................................26(—)、8æ çè*ᕒéêḄᓻI.........................................................................26(1)、æJKᕒéêḄᱯឋ................................................................................27(5½ ᑁ]FCPAÉÓÔᩗḄᣴᩗc▲ᑴ...................................................................32Ö、6ᐵ]FCPAÉÓÔᩗḄᣴᩗc▲ᑴ32(—)、₯S úᣴz，FCPA—ḄÉÓÔᩗ...........................................................32(1)、ÉÓÔᩗḄo᪀ᓄ▲ᑴ33(5)、]Ét?ÔᩗḄM-Mᑖ᪆36、ôᐵ]FCPAÉÓÔᩗḄᣴᩗc▲ᑴ37(―)、▾8ᩗᙠRᫀNᓥÉÓÔᩗ2ᔲf6....................................................37(1)、ÉÓÔᩗḄ3▲ᑴ.............................................................................375、ᐵ]FCPAÉÓÔᩗḄᣴᩗc▲ᑴ40(_)、FCPAÉÓÔᩗÍÐḄQRc®................................................................41@SAó ▭᪆FCPAḄÉÓÔᩗḄᔠᳮឋ......................................................................44—、FCPAÉÓÔᩗḄÓÔTẠ........................................................................................44(_)、VᙢÓÔ..........................................................................................................45(1）、V*ÓÔ48(5）、ᦔ?ᑣ501、 ▭]ÉÓÔᩗḄ▲ᑴ..........................................................................................52(_)、ᑣ..........................................................................................................52(1)、ᔠWឋᑣ.......................................................................................................53I万方数据 h ắᦻ6fi7FCPA89ᩗ:ᨵ<▲ᑴ.....................................57?、FCPA89ᩗ<ᔠ@ABC57(?X EᦻᩈGHI.、mnc#6ᔠ（epZ[“EPCᔠ7”）éêḄᢣq1jDOJeᡂc{，MambcniCorporation2Ör"1~!)stḄ11)uvçô，DOJªqÜw¿½ 《¿ῖÁ》（ForeignCorruptPracticesAct，e4Z[“FCPA”）ḄNIxcóé。᪷¢DOJᔣ▾:/Ḅy z{|Ùcᑛ~，MarubeniCorporationÜTSKJḄᳮ*[RᑭiKᕒ]^ᡈq]^æᶍ，TSIGl>ᢝᙠ[*ᑭh#6ᓄᜩᯠ6ḄEPCᔠ《1:ᑮMarubeniCorporationᫀ2*|:ᑮᐵḄ—ᑡᫀ，ᒹ：U.S.v.AlbertJacksonStanley,3U.S.v.KelloggBrown&RootLLCCepZ[“KBR”），4U.S.v.JeffreyTesler,etah5U.S.v.TechnipS.A.,6U.S.v.SnamprogettiNetherlandsB.V.(e4Z[“Snamprogetti”）7cU.S.v.JGCCorporation(e4Z[ilJGC")s。TSKJ2Ö;JGC'KBR'TechiiipS.A.cSiiamprogettiSçᔠᡂ6Ḅᔠçô，K，JGC2ÖrᙠM)Ḅ**);#6çô，9KBR2Ö"■■½ M ¡Ḅᐰᳫ;#6£ÿçô，1GTechnipS.A.2Ö"• ¥¦Ḅᐰᳫ;§6£ÿçô，ᐸᙠ2001¨2007©ᙠª«¬ᑶ/᧕ᡠW8z½ ¯ᡲ°¬('AmencanDepositan-Receipts,e4Z[“ADR”），11Snamprogetti2Örᙠ₹ᐲ³´ ᱯḄ₹ᐲç1U.S.v.MarubeniCorporation:])ot;kelNo.12-CR-022(Jan.17,2012),Kltp:vww.juslice.^ovopa/pr/2()12January12-crm-06OhtmLfaccessedSep21,2012).2U.S.v.MambcniCorporation:DocketNo.12-CR-022(Jan17,2012)3U.S.v.AlbertJacksonStanley:DockctNo.08-CR-597(Aug.29?2008).4U.S.v.KelloggBiowii&RootLLC:DockctNo.09-CR-071(Feb.6?2009).5U.S.v.JetTreyIesler3elal:DocketNo.09-CR-098(Ieb17,200CJ)6U.S.v.TeohnipS.A.:DocketNo.10-CR-439(Jun28,2010)7U.S.v.SiiamprogcttiNetherlandsBV.:DockctNo.10-CR-460(Jul.7,2010).sU.S.v.JGCCorporation:DockctNo.ll-CR-260(Apr.6,2011).9U.S.v.JtrCCtirptiralion:IX^ketNoIl-CR-260(Apr('2011),http;Vwww’jus>ticc.aovopapr/2011April11-crm-431.1]tml,(accessedSep,2L,2012).10U.S.v.KelloggBrown&RootLLC:DockctNo.09-CR-071(Feb.6，2009),http:.ajusticc.gov.opapr2009Fcbruanr09-crin-112.IitmL(acccsscdSep.21，2012).11U.S.v.IeohmpS.A.:DocketNo.10-CR-439(Jun28,2010),http://wvav.justicc.gov/opapr/2010/June.IQ-crm-751.htmI,(acccsscdSep.21,2012).I万方数据 h ắᦻô，12SçôᙳᢣqᔠIKᣴᩗTSKJµ¶·R¸*M ᑭijkẓ8ºrfn'ffiTSKJl>EPCᔠ7óIfij»¿FCPA。¼·Rᫀ½2┐]R*Ḅ¿;ft,AlbertJacksonStanleyåÖ"½MçK,KBRḄfjij{Jjï,13JclTeiyTcslcrÀ11WojcicchChodan½åÁI^lçR;，Tcslcr27çôöḄ¼Öᳮ*，_ChodmiåKBRÁBzçôḄÄÅ。14óTSKJᑡᫀBõeÆÚÇᩭFCPA8ᡠÈÐḄÖᑖᱯD：ÉSçôcR*<Ü¿Sn᪗，ÊËÍFCPAḄÉÓÔ。eTSKJᑡᫀÜÎ，ÏRᫀᡠã>çô5R*I*IÐᡭKBR—ܽ çô，ÐAlbertJacksonStanley—*ܽ çÑ，K•QᙳÜ çôcR*。TSKJᑡᫀÒÓᱯÎ，2010oᫀḄ20RçôᫀBḄ11RÔ$Mçô，201116Rçn_jᫀ5Rã$ çô，18ᢣqḄR*ᡭ12Ó½ çÑJ5]FCPAḄÉ)£ᵨõᩭᨵ⚟ØÙ，ÖḼÇᩭDOJc½[Si¬ᑶ/᧕Øᑗú（SccurilicsaiidExchangcCommission，e4[“SEC”）KÚÊËFCPAḄ8û÷，ÛÖM⚪Ý**ÞAÈ。FCPAḄÉÓÔᩗḄßF，àᐰᳫ]FCPAḄᐵE÷Úᥤᓣ，ÝFWzãä]åᔠᳮឋᔠឋ!æ#。]fFCPAÉÓÔᩗ$ÍÎ，11çHὅß⌕ᑃ· ᐰ¿Ḅéê。_ CDÛÜ]æJḄëaåᦻᓄkàI:Ḅ᪀#，WÕFCPA]WìᙠᐸQ ḄæᶍîeqᑴḄíûÍî2⍝ðÞñòà，óÕ，#Ù[ᵫôᑴõᳮöRᖪ æJ8Ü。ᢝÛ CDḄὅò÷e½ StevenR.SalbuÜ?。¼Ö CDÛÜ，øÓ]FCPA¯ᙠ⍝ðßàcßᩗùéḄú⇋，2FCPAḄÉÓÔ]•õᳮ ▭ᖪ~/᧕3BḄæJ8Ü2ð⌕Ḅ，Ý2Óü8ÞḄ。ᢝÛ CDḄὅᑃDavidPatrickAsliee$H.LowellBrown«。16)ᦻeFCPAḄÉÓýᩗÜẆ:]þ，ᐰÿᳮFCPAÉÓÔᩗḄ;ᩭc⊤Ð，÷ᑖ᪆Kᔠᳮឋᔠᳮ!ᜐ^oᔠ½ñcñ▭]ÉÓÔᩗḄ▲ᑴWFCPAÉÓÔᩗᨵ!▲ᑴ。12U.S.v.SnamprogetliNetherlandsB.V.:DocketNo.10-CR-460(Jul.It201OJ3http:/.justico.govopa.pr.2010July-10-orm-780.html,(acccsscdSep.21,2012).13U.S.v.AlbertJacksonStanley:DockctNo.08-CR-597(Aug.29?2008),http:/,\juslice.govopapr.2008-'Seplember^-08-crm-772,html?(accessedSep.2I?2012).NU.S.v.JetTreylesler,elal:DocketNo.09-CR-098(beb17,2(K)CJ),hllp:Vwww.juslicc.vopa,pr,2C)()9MarcliOQ-crm-192.html-(accessedSep.21,2012).15SeeShcamian&SterlingLLP,FCPADigestofCasesandReviewReleasesRelatingtoBribesIoForeignOfficiahimde?'/JieForeignCornfptPracticesActof1977，(Jan.2012)p.2,http://www.shearmanm'11les/uploadLT-030509-FCl3A-Digcst-Casca-And-Revicw-ReIatins-to°/o2OBriForcifin-0fflcials-under-the-Ioreign-Corrupt-Praclices-Actpdf,(accessedNov.15,2012).⊱：öW《ᖪ#æᶍḄnu᧕ᑴ》2007，"@]87#，⚓4ᦻD，2万方数据 FCPAᩗḄrtlᩭ ⊤6?7FCPAᩗḄᵫᩭk⊤lZ[]^_`abcᑨefg^Ḅ]^_，ijᨵᡂᦻn，FCPAaoᡂᦻ。pqarḄs，FCPAt᪵aog⌕ᑁₛfᑛzឋḄ]|sᦈ~ᙠ《Zᐺ》(UnitedStateCode)18《IP-ᑛz》(Title18CrimesandCriminalProcedure)，Ifijᙠ《Z1ᐺ》15《ᖪ᧕》(Title15CommerceandTrade)。17tt⌕ὃ⇋Ḅᖪ᧕,jsὃ⇋ῖ_ ¡¢、r•▭ ¥¢Ḅ¦§ᓻ©。18FCPAU1977ªᑴ¬⚙®cᩭ，°ᔊ1988ª《²ᔠ᧕´µ》(OmnibusTradeandCompetitivenessAct)I"8ª《¶▭·1T/¹º´µ》（InternationalAnti-BriberyandFairCompetitionAct)»¼½¾，ᐸÀᨵÁ_ÂÃᩗḄ½i_TgÅsᙠ1998ª½Æᫀ。FCPA_4*:⌕Y¶»§ᩩË：·ᩩË（Anti-BriberyProvision)ÍÎᩩË（BooksandRecordsProvision),.JtÀÍÎᩩËḄÏÐᩗÑ⚪ÓÔÕÖᓫ，19ØᦻÙÚÛ·ᩩËḄÜÏÐᩗ。—、1977《¿ῖÁ》2°ḄÉÓÔᩗC—)、nÝÞßᙠZWWÍáâ▾95äÍâa¼âÍåᡠrçḄ《1977ª¶è¹éêëᫀ》ᡠrᑮḄ1977ª《·ῖ》ḄnBḄᙠí•ἭIhZ¹éῖᙢðᵨòó0ᡀᐸõö（÷）ᖪøùúûüýᡈÿýᙢᕒ、ᡈ17ᓲ§T-、Í：《½W¿ῖÁ{》，Bóg_᱐2007᱐，@3-4⚓。18ᓲ#、ÍW：¿《½>,Wgῖ_Á2007᱐@6᱐⚓{。，w¢Wᐺ《》@½15@7SITᩩi*ᩩ，úĬW〉ᑶ8èᵨᕒ、 ὅ、µ s⊭、ᡈµᡈᕒ*W》20ÜÐzFCPA8 ᑖᩈᦻ，1977[19776《Ü¿ῖÁ3万方数据 h ắᦻ⌱§。21ZÍ nḄøùἭihḄᑣs：ᙠz，secå ¹éßᙠ ᢝ ^ᵨr•ᙠZuᑁ"#$#%，&ᔣᕒ"#$。22(400)¹é*+"#,ᶧᡈ$êë，t.¹é/0ᐸᓹ,」3Itᕒ、4êë/(35Zᐗ。t.¹é+8Zᨬ§Ḅ、:;ᑖ®ᨬ=>Ḅå ¹Khᐸ(U7)s?@500A¹é。23tBr•ûcCDᕒ、ᡈ⌱§ḄøEFᙠGᓻ©。Hᐜ，t+⍝KḄ,tZ[¹áḄ⍝KLMNpÓOP;ᐸ¼，ᐸᙠᖪåjᐹY/RḄẚTU，ÍV⇨¹áSiᵫ Y^_Z[Ḅ[，]^_Ip`⌲cTjḄbᒓ；ᑅὅ，a.Z¹éḄ#fgᡠhZ¹éḄij⌼ᡂl©，)mnoᓸqrs、ᔠ[tuvwxtyᦈ；[z，¹éj{ZḄç|⌼ᡂ}GḄ~⚪，qZÿḄᐵ_◍ᐭḄᙢ，M.Z[ᙠ»áḄ&f[·ὅᡠᢝḄZ¹éᾙᐸ"ῖCDḄᝰᶧᡭ.。24;¶¶cf:BBᓻ©ឋḄὃ⇋，ᑴ¬·ῖḄ]Ḅ⌕ឋi〖u᧕，j /1977ª《·ῖ》Ḅᨬ。1977ª《·ῖ》ᙠ⚙® ᐹᨵa¡ḄÜឋ，|Ù⊤ᙠᐸ£ᑴḄs#[¹¤§ᕒ25taöឋ，¥⊤/+:¦£Ḅ〉ᵨjᐹᡭÜឋ。21HR.Rep.95-640,95dlCong.,1stSess.(1977),liltn:ifwv\.i!.islice.miv/criininsil/friiud...Ibpa....history/1977■hoLiseprl-9j-MO.pdf.(accessedMay4，2012).Proposedf^egislaliveHistoryInlernationa!Anti-BriberyActof1998,htlp://uAA.justicc.govcriininalfraudfcpadocsIcghistorj.pdi',(acccsscdMay4,2012).HR.Rcp.95-640,95"1Cong.,IslScss.(1977),'http;^v\.justicc.gov/triminal.frandfi;p;ihistory■■1977.honscprl-95-640.pdf,(acccsscdMay4,2012).24[[.R.Rep.95-640,95"1Cong.,IslSess(1977),'hitn:/Vwww.iuslice.miv/criminal/fraLiJ/fc：Da/history/1977/hoLisenrl-95-&4().nJ1~.(accessedMay4,2012).15)ᦻBK；PAᡠᑴḄéêfrÜäÜæ çè*ᕒéê，ᐸB çè*ᕒ᪷¢《½ ᐺ》@15@78dd-i(txI)ᩩ，ᒹsijᡈᐸ!Onᡈὅ᪀、ᡈçᐳ ▭#$ḄN%kᕒᡈèᕒ，ᡈeçÿè"⊤NOaijᡈᐸᡈ&᪀，ᡈ⊤NOçjt^▭#$8~ḄNO*》4万方数据 FCPAᩗḄrtlᩭ ⊤(¨）、ÏÐᩗᩩË1977ª《·ῖ》·ᩩËᢣ1934ª《ᑶç᧕》30Aᩩ《·ῖ》104ᩩ104«ᩩ„261977ª《·ῖ》·ᩩË〉ᓝill:ᑶ#ὅCissuers)ᑁÓᐵὅCdomesticconcernsotherthanissuers)rᐹ¯Ḅ£¬ú：I、¶1¶:ᑶ#ὅ。《ill:ᑶç᧕》30A(a)ᩩ£¬：°±²᯿Ø12ᩩ£¬á¡´ᨵµilH¶ḄilHᑶ#·，ᡈὅ²᯿ᩈ15(d)ᩩ£¬⌕¹çF/0ḄiÆᑶ#ὅ，0ᡀὅ¦#ὅḄ°±ᖪº¤ᕒ、ℏz、¼ᕒ½¾ᳮ§、ᡈὅ¾⊤¦#ὅ#zḄÀ±:;，ῖᙢðᵨòóᡈὅÀ±ö（÷）ᖪḄøᡈr•û，cÁᡂᔣúᑡ§ᕒrÃ、êë、*Äêë、ᡈὅᣴᩗêë°± Æ，ᡈrÃ、✄È、m{Éᡈὅᣴᩗ{ÉÀ±ᡭNᱥ¡Ḅ，ËsÌḄ#f：...»27¦ᩩÎÉFCPAᔨᩗÏÐ᪷《ZÒᐺ》1512ᩩ:¾¡Ḅᡈ᪷¦15(d)ᩩt⌕¹rç/0Ḅill:ᑶ#ὅ½ÔÕ¶1¶_:ᑶ#ὅᡭ¾ᳮᐵ_Ḅ§，ÏÐᩗFᙠḄI'lifrs¦¶1¶:ᑶ#ὅðᵨZPlḄᖪøᡈÖû，×abZḄØ#Ùᡝᵯ¶I:ÜabÙᡝ29。iÆᑶ#ὅᒹÞᙠZWiÆᑶç᧕ᡠå 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/Dᓄ。æᐵFCPAḄëaçWᩭËz{$)è>ḄᳮÙ，i?éª，DCUSECFCPA"#Ýè>ḄÙÚu46æᐵÆᙠnᡠÎÉḄÏÐᩗ"#Òè>ḄÙÚÝêFCPAḄò。47æᐵFCPAÏÐᩗ"#øÙÚᨬᐺëḄ`78dd-3(a)ᩩḄøÙ4iChristopherJ.Duncan.The1998Foreign(CorruptPracticesAClAjtiemhienLs:hltv.a!RnipiricixmorMora!Imperialism?IAsian-Pac.L.&Po]，yJ.16(2006)p.20.45ChristopherJ.JDuncaruThe1998ForeignCorruptPracticesActAmem/menis:A/oralIimpiricLmiorMoralJmperiafism?IAsian-Pac.L.ikPol'yJ.16(2006)p.21.AmyDcctiWestbrook.ErithusiasticEnfo?ce?n&nt,InformalLegisfalkm:theUnntlyExpansionof(IwFweignCormplPracticesAct,45Ga.L.Rev.489(2010-2011)p.530.‘47['vanP.】{stelle,TheForeignCorruptPracticesActi/nlernatfONaiNormsofigfiPuhiicHrihery,atidExtrcUerrUorialJurisdiction,83Tul.L.Rev.527(2008)fn8.11万方数据 h ắᦻÚ。᪷78dd-3(a)ᩩ8n◀ᑶ#ὅᑁÓᐵὅcḄ°±§½K¾ᳮᐵ_Ḅ§ḄÏÐᩗḄᩩs：ᐸᙠZW⚞ᑁῖᙢðᵨòᡈὅÀ±ᐸõö（÷）ᖪḄøùᡈr•û，ᡈὅῖᙢì°±ᐸõ#f"#。tX:Ḅᐵíîᙠí•ᙠZ⚞ᓝᑁ。ᐜÔtaÏÐᩗ8nHjfTḄᾐâg⌕ᙠ핱ᳮÙ“⚞”taᭆñ，fWµâàòóᑮs£#fEᙠiᑁ⌼ᡂCDḄtaÑ⚪è.。]ᩩËØ×&ôᑏös〉ᵨí•“ᙠZᑁ⌼ᡂÀ±#f”,&Flsᔲ〉ᵨF—§ᙠZ÷noa#fᙠZMᑁ Ḅ#fFᙠµâ。48æᐵüzø$)è>Ḅùî，õõ+f：FCPA§ᡠnoḄᙠZᑁúᡂḄ#fᐹᨵÏÐᩗ。49õõiûg¦ᩩÙÚᡂ〉ᵨí•ᡠᨵW§Ḅ#fZa.CDḄüi，|Ϧ§ᡈᐸ¾ᳮ§ᙠ&¦$êë#f.s¢/ᓝ:Zᑁ。50eTDOJ《ᑛzwÖÖý》（CriminalResourceManual)_10_18ᩩᡠùÕḄ：þÏtaᩩÜß,ÐtÀ±▾ÙÚ，DOJgᐸÙÚfᣴP¹TTjᡈb§ÏÐᩗ，ᐸ¾ᳮ§noa#fᙠZᑁÕᡂ.。51ü，ᙠDOJḄÙÚú，Z[,c×ô"ᐭZḄ§roFCPA∃or，]¦§noÁᡂḄ#f/+:ZᑁI。5278dd-3(a)ᩩḄøÙÚÀ，ᨬfPMiḄsæᐵÛÜḄ¾ᳮØ#Ù=ÏÃᩗᳮù（CorrespondentBankAccountJurisdictionTheory)。æᐵ)¾ᳮÙᡝḄw ᡝ8nFCPAÏÐᩗ，᪷¦ᳮù]w cZᐗ&Z¶I、¶Ḅ¾ᳮØ#"#=ᓽCZWFᙠᐙᑖḄὶ_。t.¾ᳮÙ=¡Ø#ᩭᑴ½c9Zᐗç᧕Ḅ，Ii¦ÙᡝḄᵨ|öw ä²øḄᑴᐸÜᐸÕᐰ'ᐵ^^Sheamian&SterlingLLPfRecenlTremhandPaUemsmFCPAfinforcemetit^(2012)p.18,http:/¾¾7¾.shcannanconr111csiipIofid/FCPA-TI1Ctds-and-Pattcnis-Jan-2011pdt:(acccsscdNov.15,2012).49Sheannan&SterlingLJ,P,IheOfJter/iCJjAShoeDrops:Kxpa^ideJJtins^iictio^ioverMofi-tLS.Compame.s,ForeignMonitorsiandExtendingComplianceControlstoNon-U,S,Companies^(2010)p,2,http:."www.sliearman.comTiIes/PubIication..__e8cb7Oac-9acJ3-4c6()-b8hh-3ac7d49lc5()b/Presenlati«n/PubIieatit>nAItacIiment.20ae6874-5a8b-4c46-8ec7-r>2t:a5d7ce()MLT-()71910-The-Olher-ICFA-Shoe-Dmps.pdl；(accessedNov.I5]2012).50EvanP.LcstclIC5ThehGreignCorruptPraciicesActinternationalNormsofForeignPublicBribery,andExtralerritorialJurisdiclion，83Tul.L.Rev.527(2008)p.5.51/018Prohibited,breignCotTttptPractices.(Iitip:/1w.justicevusao.eonsa.Ibiareadingroomusam.ti11e9.t:rmQIQI8Iitm0iri：²*|uj2012+7ᨴ12,aRoberl.W.Taruii，BasicsoftheForeignCorruptPracticesAct^(2006)p.13,www.]w.com/uploadpubContcnt/pdf/pub1287Ipdf,(acccsscdJul.21，2012).12万方数据 FCPAᩗḄrtlᩭ ⊤æᐵ+ft᪵Z⚞Ḅýã`78dd-300ᩩ£¬ḄÏÐᩗ8nᩩ。53¾ᳮØ#Ù=ÏÐᩗᳮù2008ª»•ᫀ（Siemenscase)Àt✌¼r，ᩭt¼ᵨ，2011ªyᵨíIGCᫀ。JGCsa)IIعé，ZyYl°±ὶ_，|᪀ᡂFCPA⚗úḄᑶ#ὅᡈᑁÓᐵ。]GC½ᐸᐳLὅt+fzᵨBøùᐳLÌ·78dd-3ᩩ，.ᐸᒹ£：×a₹ᐲgᱯḄØ#ÙᡝᵯíI53200ZᐗíḄØ#Ùᡝ，"äᐭtTeslerᑴḄᵨcIiᑭ、*ᓹ:3ÂᕒḄ᥅øÛḄØ#Ùᡝ54t=>ᵨḄ¾ᳮØ#ÙᡝḆÐᩗᳮùÜßÐtᢧᡊᡈor，sæᐵḄa⚗AUḄí.ᐹ。¦ᳮùZY/ᩗÏЧâḄZᐗç᧕，|ù¹ésò ᑮ»)Ø#ÿḄ ç᧕ÍZḄØ#。55æᐵ78dd-3(a)ᩩḄè>ÙÚ|Ùᙠí•r&ᵨ¾ᳮØ#ÏÐᩗᳮù，2011ªDO■!ra⚗ᐰÌḄᳮùgø¦#f᪀ᡂᑁ#f。ᙠMagyarTelekomᫀ，DOJ+¬MagyarTelekomḄWºÏᳮ§ᕒ¶4ᐸ!3ᕒḄZᵯ"ò#〈ᵯ"ò，¦ᵯ+ò、F$í-&×+í•ZḄ%4ᘤ'(8nÏÐᩗ。56&$æᐵ78dd-3(a)ᩩḄᡠᨵè>ÙÚᙳÐöᑮé 。2011ª6ᙠaYSHOTShow)，▾*Mt0PankeshPatelḄa⚗0，f▾+f3+ñ+í•Patelnoaã,ᨵaãz-âḄDHLᒹ.×/ó{ᙠZ¶I、¶Ḅ30§Ḅ#fz8nõḄÏÐᩗ。t¡æᐵFCPAḄÏÐᩗḄè53Shearman&Sler3ingJJ,RhRecentTremhamiPatternsmFCPAIwforcemetiL(2012)p.19,http:w^v.shcarmancomIlIcsnpIoadFCPA-Trcids-and-Patterns-Jan-2011pdf,(accessedNov.15,2012).MU.S.v.JGCCorporation:DookctNo.ll-CR-260(Apr.6,2011)p.10，littp:\^w.iiTsticc.flov/ciiminaI/fraud.fcpa.cascs/jgc-coip04-6-11iflc-corp-info.pd^(acccsscdJul.1,2012).55Shcamian&SterlingIJ,P1RaceniTremisandPattemsinFCPARnforcamenl’(2012)p.I8,http:AvAAv.shcaiman.conifilesuploadFCPA-TiLcnds-and-Pattcms-Jan-2011pdf.(acccsscdNov.15,2012).ᑖU.S.v.Magyarlclccom,Plc.:DockctNo.Il-CR-597(Dcc.29,2011)，p.8?h11p:7www.juslice■govcriminalTraudTcpacases,magyar-tdekom2()11-12-29-inlbrmalion-magyar-telekom.pdf-(acccsscdJul.1?2012).13万方数据 h ắᦻ>ÙÚḄa¼ᡂ1ᢧᡊ。57(¨）、8n"¹éḄÜÏÐᩗSECDO]◀./FCPAḄÏÐᩗᩩË"#øÙÚ×"a28nÜÏÐᩗ，¥ᵨᔜBᳮù8nZ[¹éḄ+¹éḄÏÐᩗ-3ᯠ£ᦻØÔÕ᪥5，6sFCPAḄnWÝ8¬Z¹éḄ+¹é¾⊟H_d$WfZW¹éḄ¾8§#%.|t9ìs·ᩩËÀḄZ§。5Sᙠ1977ª《ῖ))Ḅáâ▾ᫀ，“ᑁÓᐵὅ”Ḅ¬ᒹßcú&¯：（I)Z¹ᡈ[ᡠ´ᨵᡈᑴḄ；¢2)g⌕⃩ᙢᙠZḄ;¢3)᪷ZḄ÷、ᙢÜ、⚞ᙢᡈὅZὶ¯Ḅ] ᡂnḄ。Æáâ▾÷@¡PᕒÍ(theHouseCommitteeonInterstateandForeignCommerce)ᡠÙÚḄ：ü¡ᑁÓᐵὅ，PᕒÍ:°+Ù⌚ïᡠᨵ◀ᑶ#ὅḄᡠᨵZû¹é，¥ñ⌚ï°±Z¹WjḄ"¹é。59is;â▾“ᑁÓᐵὅ”Ḅ¬ᓾ+`üè>„60ᙠÍâè.，áâ▾ᙠ"¹éḄÜÏÐᩗM⚪h;â▾W⌨å，*+gZ¹éḄ"¹éᒹ£ᙠᫀüýἭßḄjᑁgx[ḄÏÐᩗ、#ç>~^61;Íὅᡠczø;â▾ḄÔÕ▲ᑴឋḄ¬，sWfõõifi]ÍRf¹é#nÏÐᩗᑣ,ñC▭ᑣÓOP^62Æsí•ta.ὃ⇋，S⚙Ḅ]ᦻØᡭᐵᑁÓᐵὅᒹ£Ḅ&^Ḅ£¬s：À±ᨵ▲¹é、ᔠ、Í、:ãᑴ¹é、ᖪᡲ、$ ឋ?Il 、ᡈ@ w⃩ὅ，ó⌕ᐸg⃩、IkᙢᙠZW、ᡈὅ¡᪷ZW|÷、AᙢÜ、A⚞ᙢ、ᡈ57Shcarmaa&SterlingIÅP，RecentTrendsandPaiiernsinFCPAErtforcemertLt(2012)p20,http:\AAshcarman.comillcsiiploadTCPA-Ti^nds-and-Pattcrns-Jan^Oll.pdf?(acccsscdNov.15，2012).58LucindaA.Low&OwcnJ.Boiihcinici?EnforcementoftheU.S.FormgfjCorn/p/PracticeAc/.ExtfaiernkinaiReachandtheEffectsof!nternationaiStandards，Steploe&JohnsonIJ,F(2006)phllp:Vwww.ateptoe■com.assetsattaclimenls/2600pdC(accessedNov.15,2012).59HR.Rcp.95-640,95dlCong.,1stScss¢1977),http://wvav.justicc.gov/ciLiminaI.fraud.fcpahiston'1977houscprt-95-640pdf,(acccsscdMay4?2012).60E[.7'heliJctralerHtot'ia!ReachoftheUSGovemme^ttXCmnpaignagamstbitemaiiona!Bribery^22HastingsInfi&Comp,L.Rev,407(1999)p.12.H.LowellBrown，Par.；(3)Qklᑮë?@ÓüA¯ᙠ。66(2)©BC!FCPAἭ.1h—bᑁÓᐵὅᡈᐸ¾ᳮ§gÀ±NᱥrÃ{ᐸõ§，ᙠᐸI"¦~øgÂᕒ"#|Æêëz^tBöIḄè>ÙÚᐕí•+¹éḄῖឋêëḄh8nᑛzD°。B¹éḄoᑖijḄ|Wf,ñÍfFCPAD°rÃẠ，f¦B¹é,ñtkWsᨩᣴᩗêë，67ôÐñz{`mḄcᩭ■ßᐸPl/•¹é&。68ὃ⇋ᑮ▾ᙠᑛzᫀ,ýöḄöIḄè>¬,ñsí•B¹éḄh，☢TFCPAD°ḄB¹é@ᐵío⚪sᐸ"¹é"#Ḅ,ᶧêëᙠB¹éid~½ᐸÛùḄÒ]+¹éḄÙp'd~78·ᕒḄwxᵨür，ᑣᐸB¹éstòᑮῖ#f。]B¹é|z{À±#%，ᑣô,ñt+fᐹᨵ^ÜឋḄHJjI。69(3)ᳮC!f6DçôC!Ḅ@5 ᳮ#E¢Ç2ᳮᳮ#。ᢈD，ijZᓫᙢ çôḄµᕒßÍÜDçôḄµᕒᡈᳮ*。2，nÛ ᳮᐵ+AÕZᵭ.ᙢf6。f6ᳮᐵðKïᔠeKᩩ：✌ᐜ，Ng!©ðK¯ᙠÖ ᳮ{,ᓽᳮ*qᑴ8Ü；ᐸP，ᳮ*ðK¯ᙠ0 ᳮ*2ÜᐸQ⊤Q^0⚗8ÜḄ⊤Ð；ᨬ²，ᳮ*ðKBzëNÿó~ë8Ü》70ᙠSᩗcᔠNIT，UVNcWBCNḄᕞḄᳮᑣ⌕Yᳮ*]ᐸᳮ*Ḅ8ÜZ5^eJustine[’•Marceau.ALilUeLessCoNvermtionlALiltieA/oreAction:JivaiuaiingandFof'ecasiingiheTrenJofMoreFrequenlandSevereProseculionsunderdieForeignCotTitpiPraciicesAci,12FordhamJ.Corp.&Fin.L.285¢2007)pp.296-297.67JustitieF.Mai1CCaur.ALittleLessCcmversationlALi/i/eAlore.4clion:EraIuaiinganJForecasimgih&TrvnciofMoreFt'equefilandSevet'ePtrxtIecuUonsunderthehoreigtiCorruptPracticesAct^12I;ordhamJ.Corp.&Mn.L.285(2(X)7)pp.297-298.68Jennifer[.Zcrk,EjctjatenitorialJurischctioti:Lessonsfor(heBusinessamiHumanRightsSphereJhmiSixRegulatoryAreasy(2010)p.52，http:/www.hks.harvard.cdnm-rcbg/CSRIpublicatiousAvorkin^paper59zcrk.pdt:(acccsscdJul.20，2012).ḄCarlPacinijTheFofXiignCon'uptPf'acticcsAct;TakingABiieoutofBrih&fyin/nterfialionalBi/.wnessTrafixaciiont17FordhamJ.Corp.&Fin.L.545¢2012)p.561.MatthewS.Qucler，WendyWu&.BcttinaChin，ProskaueronInternationaiLiligalioncmdArbUraUoti:AJafiagmgtResohtNg,andAvoidingCro^Hot'iierHussine^orRegtfiatoryDLspiftesCh.27I^'oreigfiCorruptPraciicesAci,'vww.proskaiTci^iTidc.comIawtopics__27/1.(acccsscdJul.16,2012).16万方数据 FCPAᩗḄrtlᩭ ⊤D。tµ¾ᳮᳮù0t¾ᳮ§ₛ¾ᙢᡂüýᙢᐸ¾ᳮ§Ḅ#f[¬ᐹò▁_`£ḄŹ。ᙠv¾D°ᳮùú，¾ᳮ§cKüiÀḄᐸ¾ᳮ§w©~§Ḅ#fxD：]¾ᳮ§sᐸ¼ᕒ，¦¾ᳮ§ᙠ×z¼ᕒyᑁḄY%.⌼ᡂzᩗ；ᡈ]¾ᳮ§ᙠ"#{öᣴᩗḄ#fz⌼ᡂzᩗ。¾ᳮ§cúüi*0üýD°：Î|¾ᳮ§"#zᩗ.tö8ᣴᩗ：]t¾ᳮ§ᙠ}Ï、⌱ᢔᡂὅᑴ¦¾ᳮ§zFᙠᜫ；0ᡀὅ]t¾ᳮ§~øᐹᡭ4ft¾ᳮ§ᢣ¬#¦4Ḅ¾§yᑃ#¦4。71·ùFCPAÏÐᩗᩩË，Ëᨵ£¬ᑶ#Î、RᑁÓᐵὅÀ±§ᨵ¾ᳮᐵ_Ḅ§ᡠ"#Ḅ#¹¤§ᕒ#fj◤⌕*0Ì·FCPAḄD°。"¹éᯠ,cWfB¹éḄ¾ᳮ§，]B¹éü⌱ÁḄ，6&|ñ@ᡠ!/•¹éËsB¹éḄ¾ᳮ§。]ñmᨵᐙᑖḄöf¹ésWfB¹éḄ¾ᳮ§#z，ᑣ,c"¹éᙠZ&Ḅ#¹¤§ᕒ#f8nÏÐᩗ。(4)YE¹éḄ☢ZᨬaB8nB¹éDÀḄᳮùsYE¹éḄ☢Z^YE¹éḄ☢Zg»b nḄ]g^（B¹éZ1¹é）úf[ab#%ὅYE¹éḄLfUZᳮùḄᵨᐹa¬Ḅ~Ò，Ù"¹éyY/(IᡃḄòNiósᙠiEå ní-KB¹éᡂó`ᐸB¹éḄᓄ5zñ〉ᵨ。72²è.，B¹égfᐸ"¹éḄῖឋêë*ᡷ.DÀ，]（I)B¹éftý+¹éḄ#fx—ᣴᩗêë；（2)B¹éöI¦ῖឋêë——£™ᙢᣴᩗê；ᡈ(3)B¹é+¹éÿFᙠ¾ᳮᐵ_，"¹ét+fsWfB¹éḄ¾71FvanP-Lcstcllc，TheFbreignC.mruptPractic&sAciiIril&rfiationalhTormsofForeignPublicBrihetyiamiE^iraien'iiorialJurisdiction^83Tul.L.Rev.527(2008)p.4.72MatthewS.Quclcr,WendyWu&.BcttinaChin,ProskaueronInternationa!LiiigalionamiArbiifaijothAJafiagmgtResohtNg,andAvoidingCro^Hot'iierHussine^orRegtfiatoryDLspiftesCh.27I^'oreigfiCorruptPraciicesAci,'vww.proskaiTci^iTidc.comIawtopics__27/1.(acccsscdJul.16,2012).17万方数据 h ắᦻᳮ§#%。73t3°ḄZB¹é|ÙÙ▲ᑁÓᐵὅ，jᒹßᑶ#ὅ。(~）、8nᐸõ¹éḄÜÏÐᩗåa⁚ÛùḄsZ¹éḄ"¹éᙠZ"#Ḅ#¹¤§ᕒ#f8nÏÐᩗ，6ᙠRürúDCU¥ᙢXFCPAḄÜÏÐᩗcÏÐᐸõ¹é（᪀ᡂᑶ#ὅḄ◀）ᙠZ-#Ḅᕒ#f。f8nt.¹TTjḄᕒḄÏÐᩗ，åa⁚dùÕḄ¾ᳮᳮùἪE¹éḄ☢ZNJ᪵〉ᵨ，¥ᵨ¨öDÀᳮùᔠLᳮùFCPAḄ¨öDÀ,ñ{&ᡈᦈ-¹éḄZ¹é，NJ᪵Ḅ，j,ñ&flᡀᦈ-¹éḄ¹é。ᙠ&ᦈ-FF:cúz&ᯠxI¨öDÀ：]ᦈ-R᪗¹éqNᡠ·Ḅ×|ÆêëqḄᑭ；]öåὅcBøùᣴᩗ"#；ᡈὅ]öåὅ/Tlᡈò°/I]×├ḄᦈᐭAὅᐸ"#Ḅ。74cåùÕË⊤FCPAḄæᐵÆᙠᵨ_ᑗ,cᑭᵨḄᳮù²|øFCPAḄÜÏÐᩗuS、ãᫀçô89:_ÓÔᩗ=Ù"ᡠÕ，FCPAæᐵᙠ&ÓÀøÙÚFCPAḄÏÐᩗᩩË、ÛÜᡈᵨᔜBᳮùAᓄ&øFCPAḄÜÏÐᩗ，sᫀ¹éürᐘâ，g⌕⊤ᨵ：(I)ᔣDOJSECg%/0//ᙠÌ·FCPAḄ#f。z{ta#fḄ¹éÔÔḆ`，ÔjfJT1、ᨽ。ᐸs《⃬-ᝍ¡ᑭᫀ》（Sarbanes-OxleyAct73Ju^titicF.Mai1CCau,AIJUJe(^ome?'sation,.4LiUleMoreAciion:ErahiatirigamiFor&ca.sim^(heTrend(tfMoreFreqaerHandSeverePrmecutionsundertheForeignConnptPractices.4cL12FordhamJ,Corp.&Fin,L,285(2007)pp.298-300.74['vanP.Lesleile、IheJtOreignCorruptPracticesActiInterfiationaiNormsofForeigfiPublicHrihefy,andE?c(ra(eiTi(oriaIJurisdiction^83Tul.L.Rev.527(2008)p.5.18万方数据 ___________________________________________________________________________gFCPAᩗḄrtlᩭ ⊤2002,cúÖZ“⃬ᫀ”）¹éḄ/0£⌕¹§§ÀB̹ég%ᔣDOJSEC/0Ḅᫀᦪ,75f⃬ᫀŹ¹éNÏᔣℏ§Í¢☄°±½Ïᳮ¤ᡈᐸõᙠᙬ:ᑶ#ὅḄᑁᢵG⌕WᵨḄ¼ᕒḄ¦§，'ùss&¨ឋḄ，c½sf?FᙠÀ±©¢☄ḄFCPAḄÌ·—ᒹßᔣfTᕒ"#Ḅªê«、j_。76c20VIªḄᫀfe，MaxwellTechnologies¶nc.、TysonFoods,Inc.,ComverseTechnology,Inc.,Johnson&Johnson、TenarisS.A.、ArmorHoldings,Inc.、AonCorporation、MagyarTelekom,Pic.DeutscheTelekomAGËg%¢☄ᐸÌ·#f。77(2)DO；[SEC±ᡂÙâ_ᫀ。2011DOJÿ¬ᫀḄ[2bᫀ，Ùa)¹érors，ᐸõᫀᙳâÙ。ᐸ，BridgestoneCorporationt℉+âÙ，DeutscheTelekomAG、AonCorporation、ArmorHoldings,Inc、ComverseTechnology,IncTenarisTI)tὅªorâÙ，MagyarTelekom,Johnson&Johnson、JGC,MaxwellTechnology,IncTysonFoods,Inc«TIy z[Ù{。78SECtc|]{¿_Ḅ^13Rᫀ[Bç，ôᒹß：AonCorporation、ArmorHoldings,Inc、ComverseTechnology,Inc、IBM,MagyarTelekom、Johnson&Johnson、MaxwellTechnology,IncTysonFoodsᙳ±ᡂᔠâᑨ¡Ù，Y』'BallCorporation、Diageo、RockwellAutomationWattsWaterTechnologieso)#®ß½ßNÙ，Tenarisᑣt℉òLor|Ùc{„7yóI:`ᦪ¢KaWÐ，ÒᜧᦪᫀᙳÄ[eᡂ|Ùc{{b，c75PromisesofLeniency:WhetherComparue^ShouldSelf-DtxcioxeVfolationsoftJieJ^'oreigtiCorruptPracticesAcL45Vand.J.TnrnsiiaHL.557(2012)p.573JohnAshcrott&JolinRatcliffc5TheRecentandUrutsaalErohttionofAnExpandingFCPA^26NotrcDamcJ.L.Ethics&Pub.Poly25(2012)p.30.77SeeJ^t'otnijiesof(,eniency:IVheifiet'Cotnp{iriieMShouldSeif-Discia^eViolaiiomoftheForeigfiCorruptPractices/lc/,45Vand.J.JYansnallL.557(2012)p.592SeeSlicamiaii&SterlingJJ.P,FCPADigexiof(^axesandReviewReleasesRelatingtoBribesioForeignOfficialsimde?'/JieForeignCornfptPracticesActof1977^(Jan.2012)p.11，http://www.shcartnan.cotn'files/up]oadLT-030509-FCPA-Diacst-Cascs-Aud-Revicw-ReIatina-to%2OBribcs-to-ForeIan-QfTicials>-Lindcr-llic-l'oreian-Corrupt-Practices-Act.pdf,faccessedNov,16?20L2).79Shearman&SterlingLLP1FCPADigestofCasesandReriewRebasesRelatingtoBribestoForeignOfficialsnm/erUwhbreignCo?ruptPracticesActof1977'(Jan.2012)p.12，hllp:Vwww.shcarman,com/fiIcs/LipioadI/1-030509-tCPA-Di^eht-Cases-And-Reviev■kelaling-to%20lSribcs-to-1'oreign-C)flicia]s-itndcr-tlic-Forcim-Corrupt-Practiccs-Act.pdf„(acccsscdNov.16?2012).19万方数据 h ắᦻSECroḄᫀ§oᑖË"ᐭé，jËsᙠSᑨ¡x3±ᡂÙḄ。(3)rsᢧᡊÏÐᩗÑ⚪。"ᡠÕ，ᜧᦪᫀḄᫀ¹éᙳ⌱ᢔ¯{±ᡂÙâḄiùÙ¡ᫀ，Rᫀ"ᐭé°，æᐵFCPAÏÐᩗḄgøö▾Ḅ᩵。Wü，_.Sùᕒ+f，FCPAWf_bᙠIK)Hj²cÛÜḄ]⚞Ü，Röᑮé，fDOJSECrÃḄÙÚᩗÙæt0¹éḄᓫøᔣ⌕¹Ü³ᐜe。a.´ὅ+f，ta'µ_ḄᩗUᐕæᐵᡂf¹éᳮḄូ☊，A¸tÿ¹éýöæᐵFCPAḄÙÚ，'ù¦ÙÚ±|ᳮᡈ|,☠^8020Hª，ᙠtaø_，ViᯠsᐹG§PẚḄaª,zᡠÕ，ᙠ6ᨴḄSHOTShow)，▾✌¼æᐵḄÏÐᩗgø"#Bᡂ1ᢧᡊ。ᫀ¹ég%/0Ì#f½ºᔠæᐵ"#ÿ，roÏÐᩗᐘâ_+:⌕sí×ᑭᨬ§ᓄḄὃ⇋。æᐵgᢝ¹éͺæᐵḄÿᦈa¬Ḅ»R，§ᭆḄiùᒹß¼ªÿ᩵¶½I，¾¿2Ëᡈ281e，ᙠjNTᫀÀ，DOJ[ò`ᜧÒᙢÀ¾ᑛ⁚2Ë，ᨵᦔ^â▾ᙠᢣᓭ(13.55Ü275Zᐗ）úÂᑨ2Ë4.4855Zᐗ。DOJWta^âsTj"Ḅ$ÃᔠW“ÄB，&ᵨᩭ8IAÅ¡j/-ᔣSECK#3ÆøḄ2Ë$ᡠ，ᡠ2ËÓ，ᐳÎí165Zᐗ，ᙠᢣᓭ☢ᑁ。82ÇÈÉ•Êᱯᮣ]Ìz4ᡠ（Shearman&SterlingLLP)ÍΪḄ2ËḄᑖ᪆M■|DOJ)，6&$H¡，ᣴÉM.ÜÎU¢☄ᖪ¡âḄ¹é×3%ᑮ67%|Ḅᢚᡷ。ú⊤À,80JohnAshcrott&JolinRatcliffc5TheRecentandUrutsaalErohttionofAnExpandingFCPA,26NotrcDamcXL.Ethics&Pub.Poly25(2012)pp.33-34.81See/ack】Iarirmr^ForeignCorruptPractice^ActComplianceZssites7King&SpaldingJJ,Pp(Jul.2()10)p.S3hitp:7www.mwe.cominfo/pubsI*orcignCorruptFraclicchActCpmplianot;Issues.pdf,(accessedNov.16,20】2).S2Shcarmaa&SterlingI,I,R1ItDoexn7TakeA/ifc/i.RxpatisiveJurisdicdcminFCPAMatters^(Mar.2009)p..3,http://mAv.shcartnan.cota''filcs.Publication/606aa3a9-5a5d-496b-9814-Q928cc64dldQPresentationPublicatiotiAttacim^ctit.cd9070bc-bc53-4141-baIc-a9cd!231cf4a/LT-Q30409-Expansivc-Jurisdiction-in-FCPA-Mattc.pdf,(acccsscdNov.16，2012).^Shearman&StcilitigLLP1FCPADigestofCasesandReriewRe/easesRefalmgtoBribestoForeignOfficialsumkrUwhbreignCo?ruptPracticesActof1977'(Jan.2012)p.13,hllp:Vwww.shcarman,com/fiIcs/LipioadI/1-030509-tCPA-DigeHt-Cases-And-Reviev■kelaling-to%20lSribcs-to-1'oreign-C)flicia]s-itndcr-tlic-Forcim-Corrupt-Practiccs-Act.pdf„(acccsscdNov.16?2012).20万方数据 FCPAᩗḄrtlᩭ ⊤a.e"。◀L¹¾ᜐ2，¹é¥ὃ⇋ᑮrsḄ+8¬ឋc½rsḄὑ.ὑU。±ᡂa⚗|orâᡈòLorâᡈSECÙ|*+ᡈᔲ+gø，tDOJroᑛzrs&rᦔḄᢙÔᡈ;SECḄÕLÖòḄrsÓÔ，3ὅÝÖ1B^Ý×ᦔÝḄ8¬ឋ。84⊤¹éW<¢☄ᡈÙqᑮḄ2Ëᢚᡷ35¹TTj¾ḄÔeªãSiemens67%2008Innospec60%2010PrideInternational55%2010LatinNode52%2009ControlComponents35%2009TidewaterMarine30%2010UniversalCorp.30%2010JGCCorporations30%2011Technip25%2010Johnson&Johnson25%2011MaxwellTechnologies25%2011Daimler20%2010Snamprogetti20%2010Transocean20%2010TysonFoods20%2011RoyalDutchShell12%2010Panalpina3%201084MikeKoehler1hBig,Bo/d,ofidBizarre:ThehoreignCorruptPracticesActHnterxANewItra^43IJ.Tol.L.Rev.99(l‘di2011)p，17.85Shcannati&SterlingLLP?FCPADigestofCasesandReviewReleasesRelalmgtoBribestoForeignOfficiahumkr!heForeignCorruptPracticesAc!of1977'(Jan.2012)pp.13-14，hllp:Vwww.shcarman.com/IlIcs/LipioadI/1:030509-CPA■I)igeat-Cases-And-Reviev-ReIaling-to%20lSribes-to-1'oreign-Ofticiais-undci-thc-Foicign-Corrupt-Piacticcs-Act.pdf„(acccsscdNov.16,2012).21万方数据 h ắᦻ>、FCPAÉÓÔᩗḄ⊤вå，᪷FCPAÏÐᩗᩩË、æᐵÏÐᩗᩩËḄøÙÚᔜBᳮùḄn，Øᫀ¹éroÏÐᩗÙâ，&ÓFCPA·ᩩËᐹ!=>ḄÜÏÐᩗ。FCPA·ῖcÚzᵨüýÜÏÐᩗ£ᡭÜᦔyḄ[Alc。86FCPAf~⚗ᐵíḄÜᱯÛ，87jᓽFCPASýÜÏÐᩗḄ~⚗⊤：(1)ÏÐZ¶1¶_:ᑶ#ὅᑁÓᐵὅᙠZ⚞"#Ḅ#¹¤§ᕒ#fFCPAÜÜ78dd-l(g)ᩩ78dd-2(i)ᩩ⌱ÁឋÏÐᩩË£¬8n᪷Z]ᡈ᪷ZḄab÷、⚞、|ᙢᡈSiᵫὶᡈᐸᑖKḄ] Ḅᑶ#ὅ½À±Z§ḄÂᕒḄÏÐᩗ，|ùᐸsᑭᵨòᡈ÷▭ᖪḄÀ±µᐹᡈῖÖû。ᔠ"Õᳮù，ZRiiHᑶ#ᔜᑁÓᐵὅ,ñfᐸ"¹éḄ#föᑮÌ·FCPAḄᢣ。(2)Ïж1¶_:ᑶ#ὅðᵨZòᡈᐸõZ÷1¾、ᖪúûᡈíó"#Ḅ#¹¤§ᕒ#f。78dd-l(a)ᩩÐö8Ŭᑶ#ὅḄ¹，¦ᩩ+Ù〉½ZWi•Æᑶ#ὅj〉½Wᑶ#ὅ，Rß#ADRḄW¹é。taÏÐᩗ8nḄ"rsᑭᵨZòᡈ÷ᖪḄÀ±µᐹ0ᡀῖúû。(3)ÏÐ$Z§（ᑶ#ὅ◀）ᙠZᑁ"#Ḅῖ#f。78dd-3(a)ᩩ8nᑶ#ὅᑁÓᐵὅcḄÀ±§½4ᐸݾᳮᐵ_Ḅ§ᙠZᑁᑭ½òᡈ÷▭ᖪ♦ḄÀ±µᐹᡈῖÖûᡈz{À±Öû"#Ḅ#W¹¤§ᕒ#fḄÏÐᩗ。᪷DCUSECüḄøÙÚ，ßÜῖ#f| ᙠZᑁ，Ù◤⌕ᙠZ#x a¬àD。Wü，$Z¹é,ñôõöFCPA86JctinifcrA.Zcrk，E^h'atenitoria!JnrisdicUot!:LessonsfortheBusmessandIlitmanRightsSphereJhmiSirRegulatoryAreasy(2010)p.31,http:"www.hks.harvard.cdnm-rcbg/CSRIpublicatiousAvorkin^paper59zcrk.pdt:(accessedJuL20，2012),87Arnold&PorterLLP1rTheE:traterrUoria!ReachofliwFCPAandlheUKBriberyAct:ImpiicalionsforhUernalionaBiiswass^(2012)p■2’hllp:7wwv.amoldporler.com,rc^ourccs.documcnls[dvisc)rv%2OKxtraterritorialReachl1CPAandUKBdbery°b2()ActImplicationsIntcmationalBusincss.pdf.(acccsscdJul.15，2012).22万方数据 $FCPAᩗḄrtlᩭ ⊤Ḅ£ᑴ，fZὶ_Ḅa.4Y%½|#f，þÏtBὶ_U、§，88åÕ~⚗ᙳsFCPAüýÜÏÐᩗḄ⊤，FCPAᙠ#ᡠz{ḄWᑁcjⅾ£Üᦔá。✌ᐜ，ÆåᦻÀᡠKḄFCPA£ᑴᔣW3âᕒ"#+ÆêëØ× ᐹᡭÜᦔy；ᐸ¼，FCPAZôᐸ¾ᳮ§ᡂ"¹Hjᡂ1z{〉Ḅᑴ_r•ûc■ßᐸᙠ"#¦ZgøÏÐᩗ。89eArnold&PorterLLP1TlwExtraterrUoriaReachofliwFCPAandlheUKBriberyAct:ImpiicalionsforhUernalionaBusiness,(2012)p.3,http;/wwvr,amoIdporter.conv'rgsources.documents>/Advisorv%2OL!xtraterritorialReachICPAandUKBriberv?^20Act_Inip]ications_Intcniational_Busincss.pdf?(acccsscdJul.15，2012).]SeeJcnnifcrA.Zcrk，ExtraterritorialJurisdicfion,Lessonsfor/heBusinessamiHumanRightsSpherefrortiSixRegulatoryylf^eas^(2010)p.32,hitp:/www.hksharvardedllm-rcbCSRI.publications/workingpaper_5cJ_/.erk•pdf,(acccsscdJul.20，2012).23万方数据 ()FCPAᩗḄt*+ᔠᳮឋᑖ᪆6I7mFCPAᩗḄnopᔠᳮឋᑖ᪆—、¿]FGPAÉÓÔᩗḄCDᑃᐵFCPAÜÏãᩗḄµâᵫᩭàä，TmḼ?ªᩭDOJSEC|§UÒ，µâj¶¶ᦍ℉.ᨬèçtᵨc·FCPA.øÜÏÐᩗcᡭèöḄùssᐸ᪀ᡂ⍝KégIiᐸÒ&ᐭᐸõW)Ḅᩗᶖ90[ᐸÑÒḄÉÓÔᩗ，FCPAÍᕝᐙùḼÖ⚗hgn᪀i，hgḄ⍝ðjcêkCÊᑮläᐸgᔜᙢnozläᔜ ᦻᓄ!©Ḅpqrᑩ。91ᔜ ᦻᓄ]ῖÁḄà+*W，— ᦻᓄBÛÜ2ôᵭÚtḄ0u]^ᙠ¼Ö ᦻᓄBAIAÜåῖ+。92ÝÓᡠᨵ ½Ἥw788æ，ᐸ¨ᙠÖuNᵨe8æḄxᵨe78yᦈ{ᡷ.FCPA[ßÍÉÓÔᩗ^x>78Öu᪷ùᙢḄnKἭwḄ8æ8ÜÝ⌕qw¿FCPAḄCN，ÛÖDᙠöñ6、IkFI:Ü(È。½ñ▾Ö×jÜὶ4nÐ〉/I]µ½0⚞ᑁ，0▭ÝÛÖ⚗ᑣÖÖ¿]Ö ᙠX:Q Ḅ+:ᩗ⚞ᑁ8xᩗû。 +:ᩗ<Ü PᐵḄ᪾⊤(É〉ᵨÖPl ᑁIᐸQ cUWP93ᩗᒹMḼñ]⚞.I:ᑁḄÖᑗ*c~ᱥ8xᩗḄᩗû，[Ü´ᙢᩗ；ßᩗMN]ÖᑗñᑁᡈñḄᩈñ*8xᩗḄᩗû，[Ü´*ᩗ-94ÖḼñ1¾、ḄW^☩，Ö³Ḅ0ÓÔᩗÐÐ$µᐸ⚞!ᑁ，Ýe$µ⚞.I:!。ñ▭]90ASr^BillShaw5TheForeignCormptPracticesActamiProgeny:MorallyUrjassaihbIey33CornellIut'IL.J.689(2(KX))p.701.91SeeBi]ISliawirTheForeignCorrtfptPracticesyictafidProgeny:A/orallyUnassailable^33CornellTnt’1L.J.689¢2000)p.701.^ḄRcuvetiS,Avi-Yonahr,NationalRegifIationofMuhimUionaiEnterprises:AnEssayotiComify,E.xtf'aterhtonalify,andIIannomzafio^.42Colum.J.Tnmynat'IL.5(2003-3004)p.18.93Development'sintheLawEt?，atwik}Hahfy124Harv1L.Rev.1226¢2010-2011)p.1228.WW：《ḄW▭frrj⚪》，n_᱐2012᱐，@29⚓。24万方数据 h/*ắ#ᦻ__________________________________________________________________________aᙠyἭßឋ£¬ḄürúX:⚞Ḅ§zᑴ¬£ᑣyᡭ▲ᑴ，ᯠatἭßᙠyᑃᐕឋ£¬ḄürèᙠaW⚞ᑁ&ᐸØW]。W▭)Ü▾&ÏÐᩗ+f：ᕝ)Ḅa⚗jsᨬG⌕Ḅ▲ᑴᙠr—F:|FᙠÓ·Ḅᐕឋ£ᑣz--------+ñᙠab)Ḅ⚞hcÀ±iE#ᐸᩗ)u×t¤òåKÏÐᩗ'ᶧs|ᙢḄ；a|qᙠᐸ⚞#taÏÐᩗ，◀$æÖí.▭>』ëᡈὅᩩíḄᐕឋ£ᑣ。_|ñᵨAᑴUᙠᐸ⚞&ᐸ£，ᔲᑣòᕡḼᡭẚíª|,wḄw)gᩗºᑣ|ᓝᑣ。95f/#£ᑴöᡈürḄ]ᡈ¡|，a◤⌕rí•⚞ᑁḄc。e，ᑨᜐ§ᐭî，óݦ§<ᙠ¦_⚞ᓝᑁ，Sᡀ¦§nïḄøùtðᐭX:⚞ᑁzñ#。Ø，½ ÆḄᑨ¡，óñF:ᢕW+í•⚞ᑁḄwx，ᡈt0wxᡠᙠᙢ)Ḅ@ᔠWñqᑮAᑴ#。96ab)ñᨵᦔᙢ〉/I]ᐸᐹᨵÜᦔUḄnu¡ᨵᐵ#)`ᔲᨵab,ñtBÜÏÐᩗÓOPᡈἭIhtBÏÐᩗḄ|ᙢn，ᓽtBn]fᡭᐵ⚞ḄnᡠἭß，ᑣ+ñᙠ¦[⚞Üᑁ&。91òᑮFCPA，niif&$óÅè.ᡠᨵḄÒ)ËnἭßØ3ᕒ"##，ôÜ.)ËyᡭἭ#，tx FCPA¥⚞ᓝÒ]ÿḄOP,ᙠ⚞Aᑴ#FCPAÍx ÌÝ||ᑣḄö☢。÷ᯠ·FCPAḄÜÏÐᩗḄùî|ÙÙ¶¶ᨵI:ÕW⚗，¥ᨵùî+fÜ〉½FCPA|ᑭZW ḄX，✌ᐜ，FCPAÜÏÐᩗḄ|è>ᓄ，øZḄ.ùᖪὶ_Ë,ñܹéí-◤öFCPAíúḄ|ᑭᙢ，¹éûIÂýöZWḄ]᪗7DÀ，⌱Á£üᙠZᢗwᡈ5Z"#ᖪþᩭ^ᐸ¼，FCPAḄÜ〉ᵨ¹éZ¹é"#4ᔠWḄò、Z¹éḄᢗwÿ¶4CcdricRyiigacrt,Jurisdktio?iinIntemafionaILaw，OxfordUniversityPrcssj2008.p.23.96CcdricRvtigaerUJuriuhctioninInieinationa!Law^OxfordUniversityPress.2008，p.9.V《ḄW▭M⚪》，;᱐2002n@5<᱐⚓。_，98MarieM.Dalton,HfficiencyKMorality:theCodificationofCtfituralNormsintheForelgtiCorruptPracticesAcL2N.Y.U.J.L.&Bus.583(2005-2006)p.615.25万方数据 (41)FCPAᩗḄᾐ*+ᔠᳮឋᑖ᪆Z¹éᙠ YḄ4ðWḄ´µUᐹᡭᡭ©ḄẚTឋḄCD。99ÆfFCPAÜÏÐᩗᙠ&Ó|ᙢt+:ø，¶|«z¨ᶧ·FCPAÜÏÐᩗḄRÀ，`◤⌕FCPAÜÏÐᩗḄᔠᳮឋßឋ"#ᑖ᪆。1、8æ çè*ᕒéê)FíîFGPAÉÓÔᩗᔠᳮឋFCPA·ᩩËḄÜÏÐᩗḄᔠᳮឋWùḄᑖ᪆，᩷ᐜ◤⌕ᒈ᪆FCPA·ᩩËḄ£ᑴj—#[¹¤§ᕒ。(_)、#¹¤§ᕒḄᓻ©ᙠᐰᳫᑁ，ῖH⚪,ᯠs§|Ḅᐳ¶4⚪，jmᙠÍK、 è.¶:ᙳᐹᨵᓻ©ឋ。-#¹¤§ᕒᐹᨵ~⚗ᓻ©：À XÀÕ、ÀÍ|º"a2|[°3。101ῖ$%&'()*+-.ᢗ0，13ᦈᙠᢗ06ᡠ89Ḅᐕ⁐。M>，?@ABCDᔣFᦔHIḄJᒹᖪ┯NOP0QRSTUV，WXY/[ᐳ]^Ḅ_ᡂᩈ„[c⚗HḄDfABgh0QijBᐸl?@AB》0nḄ┯Nopqrstᙠ?@uV'，wstᙠxy⚞{。|PhilipNicholsᡠ：“ῖ$Ḅᑴ+ᝄtᨬᨬḄᨔḄtᖪ，RᝄᨬḄtᖪ；W，ᳮឋḄtᖪ(0n6ijᔣ。”Iflf¡¢£⚪Ḅ¥ᯠ§¨©ᢓᑴ«¬ḄsX®„102ῖḄÍó]ó]M}G。ῖẚT3Ḅᔠឋ，_y_)]^èçḄ|À÷ö。¹KᨵᔠḄᳮᝰᶧ，ὃ⇋ᑮ}$:Ḅῖtnf$ḄMarieM.Dalton,RJftciencyV.Mhrahty:(lieCodiJlcatiotiqfCifhwa!NhnnsintheForeignCorruptPracticesAcL2N.Y.U.J.L.&Bus.583(2005-2006)p.620.100I)aidA.(rnntz.GlobalizingSanctionsagaimlForeignBrihe/y:TheHmergenceofANewlfiiematioria!LegalComemus,18Nw,J,IntlL.&Bus.457(1997-1998)p.463.101PatrickX.Dclancy?TramnationaICorrupfion;RegulaticmacrossBorders^AlVa.J.Int'lL.413¢2006-2007)p.419.^102PatrickX.】〕eiaiiey，TrarLmationa!Corruplion:RegtdationacrossBorders'47Va.J.IntMJ,.413(2()()6-20()7)pp.419-420.■26万方数据 h ắᦻ________________________________________________________________________________________+:3Ḅ]。ü，ᢝäḄῖz⇨ͺ。§gÝ，fᑃᦔḄôẠÜt"3ᕒḄ。ῖjẚT]£ᑣ。]£ᑣ+Ù²Fí•ÆùḄ£ᑣ，j²í•ᦻᓄᑴÒḄêᢝ。ῖᦻᓄៅ⇨t.êᢝ’Iilfæ᪀ö3Ḅ[À¾。1()38æ çè*ᕒéê2Ö ῖÁh，ᐸ<ÜRUῖÁÛRMKᔨMḄᓻI，Ý2óÜᐸIiY/Õ,ḄᓻIFzz*U:äᔜ ḄᐵE^ ▭óR&Pm=ᔜ ⌶ᑴ8æ çè*ᕒéê，ᔜ ᑁ6， Pç«Ḅᑴcñ▭#$Ḅíû««。(1）、æJkᕒéêḄᱯឋ#¹¤§ᕒḄ~⚗n§tRḄᱯឋᝈ¬/ôᙠ▭ëḄᩳ⌕ឋ„t~bᱯឋᦻᢝ[)ytÎPortµḄÜÏÐᩗḄùî。t~bᱯឋs：（I)&tµᡠðᩭḄ§ g>：（2)]ᔜ+tᣴᩗorF:Ü&Ḅtµ,ñx Ḅᐰ ¶'Hj⚪；（3)âᕒ#&|ÙÙ ᙠnḄürú，j|sÕᐰᵫÍDᡈÍ §ᡠḄ#，tµḄ&sgàḄ、=>Ḅ_!ឋḄ，ᐸCDsᙠ|I|"ÿᒓḄ-104(1)、§"gᵲ⚪ᑁᔣᕒ#"#ᑛzᑴ$|ᑭí•ᑴ¬t.£¬Ḅ)Ḅ ，·ᨵíᦈöḄ3ÂᕒᡠᙠḄ 》ᯠÓ·ᙢ，Òᑁ#fὅᡠ&ḄcᦈöὅᡠᙠWḄᑭf¾NᨵrÃὅᡠᙠWḄW)%ᑭ。ü,À±&ßÂᕒḄ£Ë|ytúf<'<ᑭḄ£，s핧⍝gὃâᑴ¬Ḅ'Ḅ£。105103PatrickX.Delaney,TratLmationa!Corruplion:RegtdationacrossBorder^47Va.J.IntMJ,.413(2()()6-20()7)pp.420-421,ICHSeeEvanP.LcsteIIe，TheForeignCorruptPracficesAci^Inlematkma/Norm^ofForeignPublicBribezytandE^t?wate?TitoriaiJunsdktiori^83Tul.L.Rev.527(2008)pp.541-542.105['vanP.Leslelle、IheJtOreigriCorruptPracticesAct,InterfiationaiNormsofh'oreigfiPublicBribery,andExtraterritorialJurisdiction，83Tul.L.Rev.527(2008)p.541.27万方数据 (41)FCPAᩗḄᾐ*+ᔠᳮឋᑖ᪆1977ªFCPA⚙&ḄCDRᙢᓺåÕ§"+:>FCPAḄ£¬&yᑃុ½ZW，Ó·，ZWᙠ4ᔠ[åöᑮ|öüµἭßឋ£¬ᡠí_ḄḄᑴ，&M.Z¹ᢗw§áNpä²xℳölᜫ。106jiHsᵫí•taüi，ZEL¹FCPAḄ(，cL¹¹ºḄ´µV，jFCPAÏÐᩗḄ|ø，ᐸsÜÏÐᩗ。(2)、ᓤ t`,^#%ḄÑ⚪。mḼ-ᩭ-Ḅ[)ᑴ¬#tµḄἭßឋ£，ᐸõ).Â⚙®Ἥßឋ£¬ᡈùᙢ#M.Ἥ.Ihឋ£¬Ḅ%æj-ᩭ-A,Wü，/ᙠḄ,c0²ᑮM.#|UḄW)，¹éḄ☢Z1üM.#Ḅ)。1(37t3ᡠ°Ḅ%æsÖí•åᦻᡠrᑮḄab)ᓫøzg¬ᙢ#2ß#¹¤§ᕒḄ£z，Mb)Ḅ¹éM.ᩭ03|M4¬ᙢ#ᐸἭßឋ£ḄÒ)Ḅ¹éÓÕᜐ|ᑭᙢ+ᎷÜ[)Ꮤᯠ×ᐸᑁqḄᑭ，&ᎷÜ)Ð×7ßᙠ⚞ᑁ&ᧈᕒ"#&ḄÆᡈ¹ºq9ᨵḄᑭ，a:A ᢝÝ; #i¶ᑜḄ%æmÎ;ᑮ #ÎᑜÀḄ〖I=ᦪâḄÀzÀA》>FCPAlfljf^ùî+f?ªᩭFCPAḄ&UÒ?"As¶Alfᐸõ)vᜐ2#¹¤§ᕒ。(3),CDឋç#[¹¤§ᕒ,ñÍẚTbÍ，g@¤#fäDᡂfabf§áᡠýöḄÍ£，ᐸ5AᨵÓiឋ，»ὅᙠᩈ¨I:Ës┐ᐰᳫlUY"#Ḅ，»ὅË Y⌼ᡂ}èçḄᦔ᳛ẚTᓫø☢ᑴḄ)ḄᩗU。ᦈö，ᓽötµ#fᓻ©ᨬ$:Ḅ#)，ᨵᦔᙢ#f"#■06LvaiiP.Lcslelle、IheJtOreigriCorruptPracticesActlInterfiationaiNormso/h'oreigfiPublicBribery,andKxiraierrUonaf83Tul.L.Rev.527(2008)p.543.i<3!7EvanP.LcstcllcjTheForeignCoitup!PracticesActiItiternatkma!NormsofFor&i^tPublicBhbety,andE^t?wate?TitoriaiJunsdktiori^83Tul.L.Rev.527(2008)p.542.■osLvaiiP.Leslelle'IheForeignCorruptPracticesAcilInter/iatiotia!Normsofh'oreigfiPublicBribery,andExtraterritorialJurisdiction，83Tul.L.Rev.527(2008)pp.546-547.28万方数据 h/*ắ#ᦻ__________________________________________________________________________or，fᡭU¹ᐰ ᡂõõ+ÍtorḄéÏÐKḄ⌱ᢔ。ü，)t.ᦻ£ᑴ)tÎÉ=ḄÏÐᩗ，c■ßDEr•Ë éÏжX:FݧḄᑭ¨©ᐸ#fḄ%U„109Æsí•ᕒs§⍝gSffriḄH⚪，^!ᐸGçCDḄ}GឋḄὃ⇋,£ᑴ#¹¤§ᕒḄᑁ▭¹íËÎÉ)cÜÏÐᩗ。Kᑁøᔣ，◀/FCPA，aÔÕn§ᐵHḄ·#¹¤§ᕒḄ]`/2010ª《·ᫀ》（theUKBriberyAct2010)。《·ᫀ》6ᩩ3ᕒìVᓹI£¬，111512ᩩ£¬¦ᫀḄÏÐᩗ，ᐸ1U·#[¹¤§ᕒÓᐵḄᩩËᑁJú：1.I、2、6ᩩ⚗úḄa⚗#f ᙠ/JᐲÈ、KJᐲᡈᓅ᰿Èᐲ，]᪀ᡂ¦#fḄÀ±Wfᡈ|Wf ᙠ/Ḅ¦oᑖ。2.〉ᵨ3⚗，]（a)᪀ᡂI、2、6ᩩ⚗úḄ#fḄÀ±Wfᡈ|WfË+ᙠ/，（b)—b§ᙠ/ÕᡂḄWfᡈᡠ"#Ḅ|Wf]ᙠ/ᑁÕᡂᡈ"#ᑣÍ᪀ᡂ#fḄaoᑖ，HCe)Mb§/WᨵMᑗḄὶ_u3.ᙠtBürú，（a)taWfᡈ|Wf᪀ᡂ¢2)(a)⚗ᡠᢣḄ#fḄaoᑖ，NiCb)N#fḄrs,cᙠ/Ḅ°±ᙢø"#。4.（2)Ce)⚗ḄHḄIfi]O，]，ó⌕tb§ᙠᨵᐵḄWfᡈ|WfÕᡂᡈ"#zsúᑡüia，õS/{MᑗḄὶ_：Ca)ab/¹,Cb)—b/Hl⚞åḄ¹K，(c)ab/P4(），Cd)ab/WḄ¹K，Ce)᪷19S1《/##¹》¡ab/#-，Cf)—bᙠ1981ª《/¹⚗úö》/[kQ§å，（g)—b)R/NḄb§,109EvanP.LcstcllcjTheForeignCoitup!PracticesActiItiternatkma!NormsofFor&i^tPublicBhbety,andE^t?wate?TitoriaiJunsdktiori^83Tul.L.Rev.527(2008)pp.552-553.110HriberyAct2010,2010o.23,Seclioii6Briberyofforeignpublicofficials,http://w%vw.Icflislation■aov.ukiikpaa.2Q10/23/scction/6>(acccsscdJul.20?2012).29万方数据 (41)FCPAᩗḄᾐ*+ᔠᳮឋᑖ᪆(h)᪷/Ḅ°±oᑖḄ] ^Ḅ&^，（i)abKJᐲT。111ᩩᦻ"#ÙN+~，'ϦᩩN$fØᫀ⚗úḄ：|ᙢ〉ᵨ，i¦ᩩᡠÎTḄÏÐᩗ&$ßᓝ/M⚞åᑁ，ᐸÀᨬfSḄs（2)、(3X(4)⚗，gt~⚗Ó"#ᳮÙ，ÏÐᩗḄẠs|§ᑣ，RØᩩ|§Ḅ“§”Ḅ¬ÓÕfè>《·ᫀ》ḄÏÐᩗFCPAÓÔ,cKsᡭ'|½，ÔFCPA`fè>„ᙠ[▭¹íø☢，g⌕ᨵ6b▭¹í，TßOECD¹í、2003ª《ὶᔠ[·ῖ¹í》（UnitedNationsConventionagainstCorruptiorucúÖZ“UN¹í”）、1996ª《ZU·ῖ¹í》（Inter-AmericanConventionagainstCorruption,cúÖZitOAS¹í”）、1999ª《·ῖᑛz¹í》(CriminalLawConventiononCorruption,cúÖZ“COE¹í”）½ᐸ▬⬽、1997ª《WXᐵPᡭèWUᐳM¯WXᡂWWIiTᕒῖ¹í》CEuropeanUnionConventionontheFightagainstCorruptionInvolvingOfficialsoftheEuropeanCommunitiesorOfficialsofMemberStates,cúÖZ“EU¹í”）2003ª《$X·ῖ¹í》（AfricanUnionConventiononPreventingandCombatingCorruption,c_èÖZ“AU¹í112t.¹í⌕¹ᡂYW½ÜÏÐᩗḄÒᢘᡭ|è_；1。ᵞᐜ,ᡭᐵ|ᙢÏÐ，ᐸ4b1¾、¹íŹᐸᡂᕒᐰoᡈoᑖᙠᐸ⚞.I:ᑁ&Ḅ#f&ÏÐᩗ，OAS¹íUN¹íÙ⌕¹ᡂᕒᙠᐸ⚞ᑁ&Ḅ#f+:øÏÐᩗ’◚£ὅ¦#f©oᙠᐸ⚞ᓝᑁ&。ᐸ¼，|§ÏÐᔡ，6b¹íḄ3bf|§ÏÐ8n./Ḅ]⌕¹uᙠCOE¹í、EU¹íAU¹íK,ᡂᕒW©ᐸWᡠ&Ḅ¹í£¬Ḅ#fgøḆÐᩗ，'ù¦#fᙠÆ^"#-OECD¹íḄᵨMÔÕᮣ_，4ᩩ2⚗£¬ᡂᕒ#ó◤⌕᪷ᐸ#ᑁ]^_+,Ḅc¹fÏÐẠḄÜÏÐᩗḄ7ᑣ，¯{!I」ñ⌕Ḅcc8nᐸᩈWWKᙠ#■■■BriberyAct2010,2010c.23,Scction12OtTcnccsunderthisAct:territorialapplication,http:/.vAA.lcgislation.gov.ukukpga201023scction12.(acccsscdJul.20，2012).111JcmiifcrA.Zcrk5E^h'atenitoria!Juri^diciion:LessonsfortheBusinessamiIiwnatiRightsSphereJhmiSirRegn/atot'}jAt'eas^(2010)p.30fn2.http:7wwwIiks■harvardt;dLim-rcbgCSRIpubIicalionsworkingpaper=59=/.erk•pdf,(acccsscdJul.20，2012).30万方数据 h ắᦻ¹¤§ᕒ#fḄÏÐᩗ。UN¹íOAS¹íᑣÝfè`，ᙠt»b¹í⚗K,Ü#fᵨܧÏÐᩗstᐕḄ，±&|s©Ḅ。113þÏᔜb¹íÜÏÐᩗḄø,aḄbÒ,i|,ᔲ+ᡠ¹íËÎÉBᐸᡂᕒgøa¬ḄÜÏÐᩗḄᩗU。×taᐕÒÔ，FCPAnÎÉZ3ÂᕒgøÜÏãᩗ，.a¬Ḅᳮឋ。11^SeeJcunifcrA.ZcrkyExtraterritorialJufisdkiion,LassortsfortheBusinessandIIwnanRightsSpherefroftiSixRegulatory/irea&(2010)pp.34-35,Iitip:,7wwwIiks■harvardt;dLim-rcbgCSR[publicaiionsworkingpjiper=59=/.erk•pdf,(acccsscdJul.20，2012).万方数据 23ᑁ)FCPAᩗḄᣴᩗ6▲ᑴ6X7ᑁmFCPAᩗḄᣴᩗt▲ᑴCDÜÏÐᩗÑ⚪±Ù¡Ḅ»bDâs（I)taM⚪Ḅ)（2)tᦽḄ#f。114h—dàt᩵Ḅ#f——#¹¤§ᕒ"#ùÕ，cúgetaÑ⚪Ḅ)Xf。þÏ▭7ᑣᙠ⊤☢åfÏÐᩗÑ⚪rÃ/£ᑣ，isᔜᙠIfriÜÏÐᩗ¶'Hj⚪.{Ḅₛᫀ&$a^。Z@，ÜÏÐᩗ⚪Fᙠob Ò。3Ḅ~bᑖê½ᔜᑖêḄ¤ño᪀ᡂᐸḄ~b Ò。ü，ng@ᡈ]ozḄò°、orY%Ḅ#¡¬£syñÜ〉ᵨḄéÙÚ᪀ᡂsᐹÜÏÐᩗḄᩈὃÞ-ab Òa▭—[᪵ñmCD3Ḅ~b¤ñoI'」¡¬sI1T"#Ü〉/TL115s，ᙠᑖ᪆FCPAḄÜÏÐᩗḄᳮឋzy×tUb ÒÚ᪆FCPAÜÏÐᩗḄᳮᜐ+ᔠᳮᜐ。ØdÛùZᑁ~b¤ñoFCPAÜÏÐᩗḄᣴᩗ▲ᑴ，×ÚÛnå&ÓFCPAÜÏÐᩗḄᳮឋ。1¾、ta ÒᶇiᙠúadGîXE。Ö、6ᐵ]FCPAÉÓÔᩗḄᣴᩗc▲ᑴ(Ö）、½ úᣴîFCPA—ḄÉÓÔᩗK：LcᩭZWḄ]Ë[¬WÍḄ]ÙᙠWᑁ〉½，◀$FᙠjᨎḄÓ·ḄÍò°。116Íᡭýgaoeᯖí•Ü#fz，orZWḄ#fḄÏÐᩗ`ö8Ḅu1,7FCPAlᙠ£ᑴḄsᔣ#3Âᕒ"#$êëcCD¦ó■MEllenS,PodgorjfDefensheTerritoriaHfysANe'vParadigmfortheProsecutionofExlralerritonaiBusinessCrimes,31Ga.J.Int?l&Comp.L.I(2002-2003)p.5.115FllciiS.Podgor,uDefensiveTerritariaktyAN&yvParadigtnforlheProsaculionofExlraierritoriaIBusinessCrimes,31Ga.J.Int?l&Comp.L.I(2002-2003)p.5.H,LowellBrown，ExtraterritorialJurisdictionunderthe1998Amenchnenls(o(heForeignCorntpiPraciicesAcL'DoeslheGovermnentsReachNowhjcceed/tsGrasp?26NC.J.Int'lI,&Com.Reg.239(2001)p.298.117['lienS.Podgorj“DefensiveTerritoriahtyANewParadigmfortheProsecui/o/iofKxiraierritoriaiHusifiess32万方数据 h ắᦻ_______________________________________________________________________________________ᕒðᵨᐸ¤4fêëὅrà ᑭḄ##f，tB#fØ× ᐹöឋÜឋ，FLZWWÍᙠᑴ¬FCPAzö8ÎÉFCPAÜÏÐᩗ，FCPAᐹᑃÜÏÐᩗsö8Ḅ。is，í.FCPA&'ºᝅnᐹ^&£ᑣ，FCPAÜÏãᩗḄ▲Ò'8¬。(1）、ÉÓÔᩗḄo᪀ᓄ▲ᑴFCPA<Ü_½ Ḅ ᑁ，ón"▤Ḅö÷:ThUᯠ+A½ wIJ,FCPA]ÉÓÔᩗḄÍÝKA ẚ½]½ ÍÉÓÔᩗᡠÊḄ▲ᑴ。½ ]½ _+:ÍÉÓÔᩗḄ▲ᑴ_Ï⌕¢· ，@Ö 2o᪀ᓄḄ，nᐜã$ᑮñú6Ḅᩗû▲ᑴ；@1 ã$@>ÊIHᫀ£ÊḄIHùὃ'，Û2┐]R*¥Ḅ，¦R*§w〉ᵨhᔠḄ¨Ḅ©I。118)V」Bæ½ ]ÉÓÔᩗḄo᪀ᓄ▲ᑴ，IHù▲ᑴᙠ@1T」B<#`。aoürú，ZpyἭßÍᐹᡭÜឋḄn。ὶᨬW▾]ÙÚIW⚪Ḅ∃⌕ᑨ¡⌕qᙠ[Íga⚗Ü〉ᵨḄò°è.，g°òUᑮÍᙠᐸᔜBn¤ᩗᩭÖúÿÜ#fḄᩗUå。imḼI¶Ëᳫᓄ[Íᙠÿ#fḄnYUAr，tµÑ⚪àstῃ⚨。119ZpbûÇ-----ᩩË（OffencesClause),120gᖪ4ᩩË(ForeignCommerceClause)、121DᩩË（NecessaryandProperClause)122-----ᐕZḄ°〉ᵨZ[ᙢᳮ¶½Iuᐹ^w，pᣴP[ͬx2ᙠ¹¶:ᡠḄA₇½Ì·W▭Ḅ#ḄᩗU，ÿzoḄᖪ4ḄᩗU，ᑴ¡⌕〉÷Ḅ]c#hÕ#⚗ᩗUᡠ{ᐸõᩈpᣴÉ{ZW3ᡈÀ±oᡈᐸfrᕒḄᩗUḄᩗU。123ᐸÀ⌕〉ᩩË⌕5ᩩíᩩË（TreatyClause)!24ᔠ½。Crimes,3(ia.J.!Iit1I&Comp.L.I(2()()2-2()()3)p.8118AnthonyJ.Colangclo1C^cmxtitidionalLimitsonExtrateniiojiaIJitrisdiciion:TerrarLsmamiiheIniersecfionofNaUormIandLaw，48H.Iivfl.L.J.I(2007)p.123.119AnthonyJ.Colangelo,ConstftutfonalLimitsonHxtraterritonaI:7'ermrismanJihehitersectionofNationalcmdItUematicmaILa48II.Intl.L.J.1(2007)p.136.noU.S.ConstitLitionArticlcI，Scction8?Clause10.121U.S.ConstitutionArticlcI，Scction8，Clause3.122U.S.ConstilutitinArticleLSection8.Clause18CharlesDoyle,lixit'alerriiorial.ApplicationqfAmericanCntnmaiLaIV7p.l?33万方数据 2ᚪ3aWᑁ)FCPAᩗḄᣴᩗ6▲ᑴ«ÛuᩩÄᙠíî úÉ6ÓÔᩗḄ*!Il¯，]8xÛÖᩗ▲Ý2ᡭ▲ᑴḄ。éêᩩÄ⊤☢ḄᡈAôᑁ°-ᐸᑁḄ!Oᑁ±½²⊤(] úḄÉ6ᩗ▲Ḅ▲ᑴ。Wú RᑃᩗἭIi:0u8Ü，µ⌕ÛÖ8Ü᪀ᡂw¿“W▭”(lawofnations,e4“1¾"、”ᙳ⊤Àlawofnations,1¾;ᙳ⊤Àinternationallaw)Ḅéê。125•éêᩩÄßÍÉ6ÓÔᩗḄç:2¿ḄéêðK᪀ᡂw¿“ ▭”Ḅéê，óÕÄ⚪ᡂz8æ çè*ᕒéê2ᔲ2w¿“ ▭”Ḅéê。ÅᯠἭIh8æ çè*ᕒéêCDᡂÜ 1¾、•ÇÈ，ÝVᡭR 1¾、ç«ÛÉéê，ÝÊCDÛÜ8æ çè*ᕒéË8éêᐹᨵM᪵Ḅᱯ，126«2éêᩩÄÏ*.Ó2FCPAḄ6ᩗ▲ᩭý。ïᐜ，“fc”ÛÖãÕKᒹñᜐᳮÖVḄçÑᡈᐸQ×ñᑁ~ÿḄ|Ùᡈ，¿Ḅ，“、”ᙠᱯÄ⚞É，ᡊØ、u᧕、Ùc/，0©ḄÍ▭/Ú<ᵨ^¨QÛḄçK!©。“Ý”ÞßBÜ2+Ḅ，ᩩ«ᡂ 1¾Ḅà½+A§áKᩈîᱯᡈᐸͨᐸQ⚞É。127#åᙠI7S9½ ᑴ!äå1977FCPAᑴ!¯，8æ çè*ᕒéê½K᪀ᡂ“fc”Ḅéê，óÜᡃÛ½æ⍝FCPA2ᐰᳫ@Öᑴ8æñçè*ᕒéêḄ6。ᐸP，RçݯᙠÖ eË8<ÜfÄ▭”ᑁèḄgḄCD。128IflJéᡠᕜæ，᪀ᡂË8éêḄ8Ü2fḄ，ᒹ ë Ò、 ëìo、î、xï、⇊ñ、ᡊØêc¿*òê«，Kᒹ8æ çè*ᕒéê。WÕ，#móO CDᩭᳮ{▭”I:Ḅéô，8æWçè*ᕒéêᙳKA᪀ᡂ▭”kḄéó㈣ᖪÿᩩÄḄᦻ)e$ᡃÛᡠæḄ½W#WὅᨵᐵWßᩗḄ÷øc<Öhttp:、vww’fas.s^p-misc/94-1GGpdf,(accessedJul.23,2012)124U,S.ConstitutionArtidcII?Scction2,Clause2.*:5AnthonyJ.ColangeIo1ConstiiuUofiaILimitsonHxtmtetTiioriaIJiiHstiiciio^:TerrorismamiiheIntersectiofiofNationalaridItUeiyiationaILaw,4SII.Iiit1I.L- I(2()()7)p137FvanP.Ixstcllc,TheForeign(^onuptPracticesAct,hiisrnationalNormsofForeignPuhIicBhheiy,amiEjdraterrUorialJurisdktion，83Tul.L.Rev.527(2008)p.550.127MichaelT.MorleyjThe/,awofNationsandtheOffensesClauseoftheConstitution:ADefenseofh'eJeraiism,】】2YaleLawJournal109(2002)pp.l1¾-!19.hUp://wvw.valdawioumal.ora'pdf7112-1.MorkylHINAL.pdf.faccededNov.16，2012).178SeeMichaclT_Morlcy,TheLawofNationsandiheOff&ns&sC/auseoftheCofj^Uulion:ADefenceofFecierah'stn.112YaleLawJournal109(2002)p.140,hitp:iiwww.yaldawjonrnaIorg/pdf1'112-1/Mcjrlcvl'INAL.pdr,(accessedNov.16，2012).34万方数据 h ắᦻḄÏÐ+|ᑣ,qᐹK%UḄù，Í᪷ᖪ4ᩩËz{Ü#%，WÍ:▁ÿḄ#f©ZWᖪ4FᙠnýḄὶ_。ü，WÍ:|gZ〉ᵨí•Õᐰᙠᐸõ)ḄéÏÐKḄ#f.，¦#fZᖪ4Ḅὶ_Üy4ᙠᑁVḄ÷▭ᖪ4Ḅὶ_a᪵A。ᓽ，ôy¦sZ[ᖪ4x /&¨ឋCDḄ Y%Ḅaoᑖ。129FCPAᡠÿḄ#fÆsF:（ᒹßZ$Z）ᙠ×zᖪ4Y%z，c3Âᕒfr•ûL{ᖪ4Y% ᑭḄ#f，,cKFCPAnḄᩗUᩭÖMᖪ4ᩩË，MNᯠjÅöᑴr•ᖪ4ᩩËḄ▲ᑴឋᑁ}。¯°±²〉ᵨµ•°·¸Ḅ¹1⚗ᩗ»ᩭn½°(Ḅ¥⌕〉¿ᩗ_ÀḄᩩÂᩗḄ§ᔠD¥⌕〉¿ᩗ½ÅÆḄ，᪷ÉÊËᙠMcCulloughV.Marylandᫀ6ᡠÕ;liḄ℉ØÙᑣ:“ÛᨬÜḄ§Ý½ᔠ±Ḅ，ÛÞᙠß±ḄáIᑁ，1ᑗ〉äḄ、Uᯠ〉çBḄḄ、q%៕Ihêëìß±ᩩᦻîïḄðñò½ᔠßḄ。”±▾¡1“ᯠ〉ç᪗Ù”ᳮõö“⌕÷øùú±ûᐕüḄß±FlḄᐹᨵᳮឋḄᐵ'öøᩩÂᩗ»，°(ᐕBᐸᑡ Ḅᩗ»Ḅö：“¡ᩩÂYlᦔ，᪷ß±〗ᩩ8⚗ö¥⌕〉¿Ḅu?@Ḅᩗ»RCDḄ±ḄᦔឋqHjᨵ Ḅ'130I:ᦻì FCPA ᩗú±☩"w#ᑖ᪆ᑮ'ᡠ(ᨵ1998)*[Hᫀ[H½Wö¯°,-.OECD[Â，1R◤⌕᪷OECD[ÂRú±ᡈ½ᦋ[ᑁnc&¦¹í，`jRᯠᙢ，⌕〉ᩩËQᩩíᩩËᡷᔠ¡1998ªFCPA½~ᫀḄnᩗ▲ᩭÖ。tz，x abÌḄÑ⚪。fᩩíḄḄsἭßᙠᡠᨵtu⚞ᓝᑁᡠ£¬Ḅ#f，Í,cᔠᙢgἭßXᑮ¦ᩩíḄᐸõᡂᕒo⚞åᑁ，ᓽ¦#f5ZWyᨵÀ±Xýὶ_。131MN/ᩩíᑁJᡠ½sf?ñ〉ᵨ핦ᩩíḄ$ᡂᕒᕖ？taM⚪Üßyö8ḄÙ。²I:ᡠÕ，ZWWÍᑴ¬FCPA&Î'ᐸè>ḄÜÏÐᩗḄᩗUᩭÖg⌕ᨵ■5AnthonyJ.ColangeloirConstftutfonalLimitsonHxtraterritonaI:7'ermrismanJihehitersectionofNatto^iafItUemationa!Law,48II.Int'l.L.J.I(2007)p.147.■AntlionyJ,Colangcloᡷ，CcmslitulionalLimitsonExlralerritoriaIJurisdklion:Terroris/ftandtheInteryecikmofNahoriaiaridIrHerrmtjona!Law，48H.Intl.L.J.I(2007)pp.151-152.131AnthonyJ.Colangelo,ConstftutfonalLimitsonHxtraterritonaI:7'ermrismanJihehitersectionofNati^iaIandLm48H.Iivfl.L.J.I(2007)p.152.35万方数据 2ᚪ3aWᑁ)FCPAᩗḄᣴᩗ6▲ᑴ1： ᖪÿᩩÄð⌕c〉ùᩩÄ，᪷¢ ᖪÿᩩÄÍÉÓÔᩗ2ᡭ▲ᑴḄ，ᓽ,¿Ḅ8ܽWᖪÿ¯ᙠ×BḄὶ。(5）、]ÉÓÔᩗḄᐹUᑖ᪆᪷½]ÉÓÔᩗḄo᪀ᓄ▲ᑴឋ，FCPAḄÉÓÔᩗQÓ2úû▲ᑴḄ，⌕YK¿Ḅ8Üᓽ8æ çè*ᕒ8ܽ ᖪÿ¯ᙠ×BḄὶ。ó6ὅḄk▁$nᦻ))ᑖý，FCPAÉÓÔᩩÄ[Khef6ᐸ¿Ḅ8ܽ ᖪÿ¯ᙠ×Bὶ：(1)ᡠἭw8æ çè*ᕒ8ÜKᑭᵨþᡈ11¾、ᖪ Ḅ!OᐹᡂῖÁr-®ᩭ78。ÛÖ⌕Yᙠ]ñ¬ᑶW8ὅc◀¬ᑶW8ὅcñᑁᐵὅḄNO*f6ÓÔᩗᙳKÿå，，]◀¬ᑶW8ὅc0ᑁᐵᔜḄNO*ä⌕Yëᑭᵨ8ÜðKW>ᙠ½ ⚞ᑁ。ë⚗1ឱὶᒹᙠ½ ᑁᵨþ、ᵯ、&、ᵯ/•þ«。ᙠ½_ᑁö1xᵨNO1▭;ᐹÝÿå⌕YḄὶ。NJ，ë⚗½ Ḅὶ+⌕YðKᙠëæJ8ÜḄ[Bᙳ¯ᙠ。132(2)¿Ḅ]þc5½*ᑩD，ᐸD᧖§á½WᖪÿÛÖDᙠ] ¬ᑶW8ὅḄ8æ çè*ᕒ8Üc½ ¬ᑶW8ὅ$ ᑁᐵᙠ½ Ḅ8çè*ᕒ8Üf6ÓÔᩗᨵᡠUÐ。▾ᙠPinkerV.Rocheᫀ111ᡠ`：Ö¢kᑭᵨ½ iii_:ᑶôḄ çôᐕᑖᙢklᑮzAóer•®cô½▾ᑨ。U3 *ᑶW8ὅ[ᙠ½¬ᑶôh，c4½*I、*ḄD，ᐸ78æJ8Ü，]½WḄ¬ᑶôcDì§á。Ifijñᑁᐵὅᑣà(ᐘ，<ܽñDḄ,⌕cὅ，½ñçôᡈ½ñ0ÑḄᖪ ðᯠ]½0ᖪÿ⌼ᡂ§á。óI:`·ὅᩭ，nᦻᩈᡠḄÉÓÔᩩÄBᡠèḄæJ ᕒ8■”MatthewJFcclcy，USForeignConupIPractices.4c(s.ipphcabilit)•toNon-USEtUiliesSponsoringAmericanDepositoryReceipts,8Bus.L.Int:191(2007)p.95.■33MallhewJ[’eeley3US/*'oreignCorruptPracticesAct1SAppiicahiiitytoNon-USKniiiiexSponsoringAmericanDeposUmyReceipt、8Bus.L.Int']91(2007)p.99.36万方数据 h/*ắ#ᦻ__________________________________________________________________________ܽ ᖪÿ¯/+:×BḄὶ。«2 ᦻBᡠ`ÍÎBḄFCPAÉÓÔᩗVD ẚznᦻ)!，ᳮ 8 ᡝÓÔᩗᳮ#аæJḄbe½ᐗJf-[½ Ḅᳮ 878[ᡝᓽ>ef6ÓÔᩗ，!ὅÛÜÐ°Û q"ḄὶëæJ8ÜKA4½ñḄᖪÿf6×BḄὶ》ᙠᐹUᫀB，◤$óôᐵcᐵÛ·Rᐕ÷ᐹUæÉÓÔᩗḄf62ᔲᔠᳮ。1、ôᐵ]FGPAÉÓÔᩗḄᣴᩗc▲ᑴ(Ö）、▾ᨵᩗᙠRᫀBNÉÓÔᩗ2ᔲf6ùñú[Ö⚗%ᯖ•É8ÜḄᫀᡈᙠᫀB6'ÉᩩÄ(ff6ÓÔᩗ，½ñᶧ)ᨵ78z{ḄẠ。ùú²ᙠᫀ:$Éឋ，Ill▾ᩭ{b2*ᐕÉ〉ᵨḄfnJ⚪.▾[,-l. úḄk-、Y•/+: ▭ÓÔẠ4å0íPÓÔᩗ、ᡈoᔠN* úk-c▭Ḅg{bÛÖÄ⚪。n4ᵫTFCPAᑴḄ2ᐹ¢ï3ÉឋḄéê8Ü，½ ᐹ¢z{É8ÜḄẠ’52ᙠᐹUḄᫀB，▾6◤N᩵ᙠRᫀBFCPAḄÉÓÔᩗßÍ28Eᡂ6„"ᦻᡠÕ，ᫀḄ¹éb§ᜧ⌱Á±ᡂÙᫀ，ᨵᫀÆ"ᐭrs，▾¬ÏÐᩗs8nḄæÍ。itj|ñ+▾ᐹᨵKFCPAÜḆÐᩗ`ᔲ8nḄ¤ᩗ，ÆzᦻᡠºḄSHOTShowᫀ，▾ é ᔲ¡ÏÐᩗḄ8n》▾g⌕ð½Zopᡠ£¡ḄlK^lᩩËÉcÀ᩵ÏÐᩗs8n^(1）、ÉÓÔᩗḄù▲ᑴo᪀ᓄ▲ᑴᢣWúᑴᐹᨵÉ〉:ឋḄᫀḄᩗû，1p:▲ᑴÓ᪷;TúḄÖ<ḄᑴᐹᨵÉᦔ?ḄnḄᩗû，åm=8¦ᢣqḄ134['lienS.Podgor,“DefensiveTerritorialityANewParadigmfortheProsecuiio^}ofHxtraterrltorialBusinessCriims^XGa.J.Im’l&Comp.L.I(2002-2003)pp.11-12.37万方数据 2ᚪ3aWᑁ)FCPAᩗḄᣴᩗ6▲ᑴRU§¢ḄᫀḄw〉ᵨ。ƲᩩË⊤ÕḄÆ°ḄØÖíM215ª《/§pd》（MagnaCartaofl215)ᦻØ135，ᐸ《/Wᜧpd》3½¾，ᙠ1354ª᱐Àa¼ᵨ/“Æ]■”(dueprocessoflaw)—ᑜ，ᐸs⊤Õ：ÐÆἱUif:Ḅᑨ，yWÆBüiᡈᩩḄ§yt⌲ᐸᓝᙢᡈ，ᡈtᣓ，ᡈtᒑ¨*ᩗ，0ᡀtᜐ。136ZpνÆᫀᓝU½ÆᫀËᒹ£aᩩƲᩩË，ᐸTI½ÆᫀḄÆbᩩËó〉ᵨí•ὶ3，ᓝU½ÆᫀḄᩩËö8ᢣᓹ«÷3。137νÆᫀḄÆᩩË▲ᑴJLøÜÏÐᩗ，(Íᖪ4ᩩË⚗úḄᩗJj#nÏÐᩗ,ñÌ·Æb'ᦔ。/ᓝ:ᑴ¬1998ªFCPA½IHᫀz，PlÍidᯠᡭ9ᐙᑖ#ᐸᖪ4ᩩË⚗úḄᩗU，çôᙠᑴ¬1934ª《ᑶç᧕》z᪵^138WügøFCPAḄÜÏÐᩗ,ñWf̷Ʋ°'ᦔ。½ ᨬW▾ßᵨ@ᓝSÊᫀBḄùᑖ᪆1ÝTBḄ6ÓÔᩗVDᨵÖ®©/，ÛÜᙠ〉ᵨᡠᐕḄ1n，ë1ðKᨵ∃*ὶᡈ,ᜧḄὶ§ᔠ，óì1ᑭÞ，Û᪵⌱?ᐸnÇ@KÄNkḄÝKå ᐰKçḄ。ᯠ，@>ÊTHᫀḄIHùᩩÄὶ4ÓÔᩗḄÉ〉ᵨὶḄCDᡂḄᔊàBC。#DåᔲkÛÖßÍ，~ÍI:▾LiDcᑮÛ Eᑖ᪆!BFz，H.ᩭᙢcᐸB。139▾«GÖàMk@TIÊᫀùH⌕Y]½ḄÉ〉ᵨ¨9KA2“NkḄᡈ ᐰKçᾐḄ”，åÛJRKþḄL:MkᕡOPᙠᐹU〉:Eᯠ2ÖR²{bḄÄ⚪。ᙠ«T⌼ᡂᨬÇᙠÛ—⚞ÉḄ@>Êᫀ[Hù*ᳮḄᫀ½ {ᡚ ᫀ（UnitedStatesv.Davis)135Article39ofMagnaCailaof1215says:“NofreemenshallbetakenoriniprisoiledordisseisedorexiledorinanywaydCstroyed51norwillwegouponhimnorsenduponhim,exceptbythelawfuljudgmentofhispeersorbythelawoftheland.”■ᐕ(http:..UArW.revoIiitionarv-'var-and-bevond.comduc-proccss-clausc-5th.htmUR²*2012+©7/I26,a1ᡭ(hUp:/Avww-revolutioiiary-war-and-heyf)iic]-Com.__.ckie-pmcess-dause-5t1i.htm1。ᨬ²*2012+©726 。138H,LowellBrown,Extraterriloria!Jurisdictionunchrthe199SAm&nchnerUstoiheForeignCorruptPracticesAcl:DoestheGovernmentsReachNowExceedhsGrasp?26N.C.J.Int'lL.&Com.Reg.239(2001)p.335.139AnthonyJ.Colangelo,ConstftutfonalLimitsonHxtraterritonaI:7'ermrismanJihehitersectionofNaiiormlandLmv48H.Iivt’l.L.J.I(2007)pp.159-160.38万方数据 h ắᦻ_______________________________________________________________________________________B，@ST7▾ÛÜ：ÜzE᯿ùᢔὶ4ᑛÉ〉ᵨÖR¥’륽W!©ðK¯ᙠᐙᑖὶ，eWµÛ᪵Ḅn〉ᵨKú2NkḄᡈ KçḄ。ÛÖὶᑖ᪆，§9ᙠ⊤X，*àLeaBrilmayercCharlesNorchiᙠ*992ḄÖ#ᦻB:_ḄgYᔠ，ëgᵨz@ᓝõÊᫀIHùᩩÄᡠ¿Ḅ1n⌱ᢔZ，[@TIÊᫀ]ὶ4ijÊ«Ḅ▲ᑴ，>_o#@TIÊiHᫀTHù⌕Y▾ᙢ¯ᙠὶ，Wë«ὶì/ᑭÞfe$]¥ç。@1T㈣▾ᙠ½_{[ᫀ(UnitedStatesv.Yousef)ݦóz@STM▾Ḅὶᑖ᪆。14t)óÕ，ᙠᑛ~q{B，]*ÓÔᩗḄùᑖ᪆ᐵE¥ḄÉ8ܽñ2ᔲ¯ᙠᐕᑖὶ。TH@ST]▾ᡠZḄ：ὶ$Y4]*ÓÔᩗBḄ“ᨬὶ”ᐹ¢MḄ^A，f½ ▾µ]ë¢ᳮᙢ⚜ilúᙠÛR `haḄ¥ßÍÓÔᩗ-141ᙠÑ~g☢，@>ÊIHᫀIKùᩩÄ{ÏÜĽñ▾ÐA]µÓÔ ᨵᐙᑖḄᨬὶḄ*8x]*ÓÔᩗ。8xÓÔᩗK>w¿ḄçMØcÍîàCb。¥ðK¯:▾ᙢÓÔ ᨵåcḄe¨ᔠᳮ⚜Úᑮú{¨▾ᙢ▾142ᙠðᵨὶ_ᑖ᪆z，ñFCPAḄt0gøÜÏÐᩗḄᐵíᙠ핦t0zZW`ᔲB/ᙠᐙᑖḄὶ_cÜᐸᔠᳮᙢ⚜ᑮõöᑮFCPAḄÏÐ。¶1¶ü，Zᑶ#ὅᑁÓᐵὅgøÜÏÐᩗḄᔠឋsᶧḄ，ᨬpqអὃḄ¡Z[ñtᔁᐭFCPAᫀḄZᨵᡈyᨵὶ_ḄN§ᡈ¹é(Ùß#ADRḄ¹é）gøÏÐᩗ，ᐸsᙠo§ḄÜ#fᙠZWx CDḄürúuÕLcᩭË+f᪷|ᙢᑣ，ᙠ▾ᙢ⚞ᓝᑁ&#fḄWt0Fᙠ§ÏÐᩗ，ü᪷FCPA1998ª½iKᫀ|ii|§（!Þ¶mÆᑶ#₨ᑶ#B½ᑁÓᐵὅḄÀ±§）ᙠZᑁ&Ḅ#¹¤§N0AnthonyJ.Colangelo,Constiitftiona!LimitsonHxtraterritoriaiTermrismam/ihebitersectiofiofNationc^andItUematicmaILa48II.Intl.L.J.1(2007)pp.162-163.mRobertW.Taiun^BasksoftheForeignConuptPracticesAct^(2006)p.14，'vww.lw.comuploadpubContcntpdfpub12871pdf?(acccsscdJul.27，2012).N2SeeRobertW.lanin,Basicsofthe!,oreigfiCorruptPracticesAcU(2006)p.14^、vvw.iw.com/up]oad.pubContcnt/pdfpub1287l.pdf.(acccsscdJul.27，2012).39万方数据 2ᚪ3aWᑁ)FCPAᩗḄᣴᩗ6▲ᑴᕒ8Ü+:Í]*ÓÔᩗE¢8Üᑣc´ᙢᑣ2BḄ。143ᐸ2] *1*:ᑶW8ὅd，ᐸᙠ½W¬ᑶdIô²ÇCD⚜Úᑮᑮ½WnḄ«ec½ ▾ḄÓÔ，[*Iüc½ Ḅbfôf6./½ Ḅὶ。]•]½ñì§áḄ8Üg，f6ÓÔᩗḄç:2w¿FCPA2ëÉ8ÜḄ“ftB⚜ÚḄo?”，Q¥ðKæhᡈ¢ᳮᵫæ⍝ë8Üú]½ >§á，144){-Iië§á*、V:ù2ÍîឋḄ，qKå7Ḅ§áKåeì]*ÓÔᩗ。Ö⚗FCPAweᢣqÜ¢x，½SI▾iAÛÜA]Ö⚗ᔠxḄÖi;ᡂᕒf6Óᩗ,ᑣA]ë¢xBḄᡂᕒ½f6ÓÔᩗ，U5riᑖᡠᑡjḄTSIUᑡᫀ2ÖRά„ᙠÛ ?@4，ᔠxὅ½ K¯ᙠὶ，I!kᨵklᑮᐸ#fãFCPA，i,ᯠ|ñ⌫ῃFCPAḄGD。@ABᡠᨵὶD±▾òEFGHI±▾ᡠÕBḄὶᑖ᪆±，HI±▾ÕBJKµ•[LḄ▲ᑴ±.ᐸ6，1HN±▾ö.OP{〉ᵨ1Q±R½S½TUḄᡈVᐰ+[ᾐḄ，EöY ᩗ¥Z⍳RᑴY{ ᩗḄN▭±^ᑣ。/+:¡_ᑖ᪆ð，|¿`aû⍳ ᩗ°1¾±½bMḄ。146ᓝ1HN±▾Ḅᑖ᪆1U1HI±▾Ḅᑖ᪆½ᓛOḄ，eöq◤⌕fᙠὶRr⌕÷ ᩗḄ{hqçiTUᡈVᐰq[LḄ。147IflfᨵᐵW▭±+ ᩗḄ▲ᑴឋR©ᙠð1j6ᐹklm，ᜐqo。5、ᐵ]FGPAÉÓÔᩗḄᣴᩗc▲ᑴ足否I项域夕-/-起PpKZᐵoe¿_ḄᫀBÉÓÔᩗḄf6Ó½2ᔠᳮḄ。(Ö）、FCPAÉÓÔᩗÍÐḄQRc®åᦻrᑮa⚗ᑁ]ᙠ"#Ü〉ᵨz,ñ_T|õ+:ᩗḄ^⚪，FCPAjsü，，ÜÏÐᩗḄ&¥ᐹn&Wṹ„FCPAÜÏÐᩗᡠᢣAḄ§#fᡈ/+:ZḄ#f，ᙠ"#ÿḄFF:{>~,#þþ~c&，Wfᦻ0Eᡠ½Ḅç᧕)ËRᩖ，þþ½ᑮ，f¹é、~øöὁ、ê ?¹TJhorÜqḄᩖឋ。ᡂ1#FCPAÜÏÐᩗḄ_+.⌕ᢧᡊs×ᐸõéÏЮᦈ,。149+í•hᦻᡠrᑮḄa|ñᙠÐ⚞¶k]òḄürúᙠ⚞ᓝᑁ½AᑴU&ᐸ]，[᪵õj|ñ½AᑴU"#ÿ，Ifllᙠ½Ì·FCPAḄᫀ§oᑖ、§ËᙠZ-ᯠjM᪵Fᙠ)EXḄ>~。ᐜ，]_R*ã$w¿FCPAḄs，µᨵᙠë0R*_Ðᙠ½ᑁtA]Q78ᑨb；ᐸP，¯ᙠ¬*_a<¬ua，ÛÇv7ᑮ¬*½"•ÛÖM⚪。¼，ä¯ᙠᑨb8ua。çᡠÕ，Ï^_]wḄᑨb，µA]¥ᙠ½ñᑁḄw78Ëᑴ8，ᐸQÇExµW▭ᔠ<》cxFCPAÉÓÔᩗḄÍᙠᳮ#cᐹUKZDOJcSEC]FCPAÉÓÔᩗḄᡂ^Í>ÞP1¾、¢<。Ð|FCPA8ᨬ}ÈḄÇÈ!ÖÇ2½WßÓᐵcåQWḄßÓ!©Ḅ¢<+ÚÊË，e$Ö!ᩭḄ¿ᦪ~KÚᓣ。DOJeᓹ_àᙢBᐸ*48，ᐸ2hḄ*48，ᐸᑖ¬¢cᳮ#l=¬*。ᡂᕒ ，ᒹð cÁ ，ᙠÖu,*ῖÁᫀḄn8B½ ᔠ<。150"ᡠÕ，ᙠ"#ÿ Y⌕ḄiÆ`f>~Ḅ》]Z3ᙢæ᪀ᕒW，ᙠqᔣ3ᕒ#Ḅéûs+,ñḄ。þÏOECD¹íᒹ£ᩩËP£¬[¡ᐳ¢ᔠW4，s&$ᡠᑖZ◤ÅᙠorI¹£Ḅ)ËsOECD¹íḄᡂᕒ。[illlt,ZᙠU¹Ḅ#FCPAè.ḄW.，¥zᵨ+MNTHùḄâ。fkH¯hÌᐶIiiÅ ^_a¬Ò¶:ḄZ[DÀ¥，SECᔜ[}Ïæ᪀t¾./~ᓝ㦠[¡ᐳ¢â，t.âjtᡂ1ðᵨí-FCPAḄ#„t.âaoË⌕¹：（I)ᙠaør⌕¹z，çà}Ïὅᦻᡠᒹ£Ḅ[H；(2)}Ïæ᪀¾⊤SECz{Itᨑ；（3)IhW}Ïæ᪀¨}ϧᕒ；(4)SECᑖ¢Illt.¨ᡂḄ©¡/@。151᪷t.¦ [¡ᐳªâOECD¹íḄ©¡ᐳªᩩË，æᐵzõ#ᐚ[ᔠW，ᡂ1"#FCPAÜÿ。ᙠt.ᡂ1Ḅᫀe，||rᑮjᫀ，ᙠj/•ᫀZ[æᐵQK¶I、¶æᐵ¬MᔠW。ᙠJGCᫀÀ，ᙠDOJ®Ù[¡zjÇW、ò§ᑭ、/[}ÏoḄ£。S/n,DOJSECFCPAÜÏÐᩗḄᡂ1ðᵨ¥⌕1í•áᫀḄÙ。I•.ᦻÀj®IùÕᫀḄ¹éØË⌱ÁzDOJSECᔠW，ᡈᔜg%¢☄ᐸÌ··ᩩËḄឃr，ᡈὅDOJSEC±ᡂ|orâᡈòLorâ，t150MichaclB.Bixby,TheLionJwakens.TheForeignConuptPracticesAct—1977to2010,12SauDicgoInt'IL.J.89(2010)p.113.'151DanidPatrickAshe,77ieLengtfienmgAttU-HHheryLassooftheUnitedStates:iheRecentKxiraierritoHaIApplicationqf!heU.S.Foreig^iConuptPractices.4cL73FordhamL.Rev.2897¢2005)pp.2916-2917.42万方数据 h/*ắ#ᦻ__________________________________________________________________________ü°DCUSECḄáill:z,í_W，Ýü°Aᑴ#ḄM⚪。z&åKÙᑃ£j'FCPAḄᡂ1Ü#¥|KÙ£üFCPAḄÜ#。43万方数据 ;^*ᑣ。Û>*ᑣ2：@Ö，´ᙢᑣ(TerritorialPrinciple),᪷¢éê8ÜWì：ᙢf)ÓÔᩗ；@1，´*ᑣ（NationalityPrinciple),᪷¢Íéê8ÜḄ*ḄW/ᡈõÑឋfÄÓÔᩗ；@5，¦ᑣCProtectivePrinciple),᪷¢éIP-8ÜPIḄ ᑭÞfÓÔᩗ；@õ，ូᑣ152..S^CedricRvngaert1JuriMciicticmin/nternatfotiaiLaw7OxfordUniversityPress,2008,pp.21-21.153..S^CedricRyngaert,JuriMciicticmin/nternatfotiaiLaw,OxfordUniversityPress,2008,P.28.44万方数据 h ắ ᦻ_______________________________________________________________________________(UniversalityPrinciple),᪷¢]Íéê8ÜḄ*Ḅ`fÓÔᩗ；@TI，M*ᑣ（PassivePersonalityPrinciple),᪷¢éê8ÜS☗Ḅ☗*ḄW/ᡈWÑឋfÓÔᩗ。ᙠÛ>⚗ᑣB，@Ö⚗ᑣßÛÜ2ï⌕Ḅcᨬ)Ḅ。@1⚗ᑣᖱßB，Óᐸᵨ.+NJñUBḄ÷ᑖ(ÈḄr=。@5⚗ᑣ*ᦪ ᡠÍ，Åᯠ¯ᙠÖuᶧ⇋，üÛÜ2ḄÓÔẠ。@S⚗ᑣᯠKçÛÜ2ḄÓÔẠ，◀z]éê，2çÛḄÓÔᑣ。@_fi:⚗ᑣ，ùᦪmḄMe0 hᡠßÍ，ÝᐸQWᡠ¿],ᙠឋîᯠ2ឋḄ，H.]Ö ᩭZAK2,⌕，?ᐸQᑣᐙᑖᙢ:/ÓÔẠ。154Z[æᐵ:°nᕝúḄ|ᙢÏÐᳮù|§ÏÐᳮùöFCPAḄÜÏÐᩗ`ᔠiKḄ„155jᨵ´$+fᦔ]ᑣ（EffectsDoctrine)、kQᑣ、ᑴᑣ,WfFCPAÜÏÐᩗḄÏÐẠ。(_)、´ᙢÓÔ᪷“⚞ᑁḄaᑗË|T⚞”(quidestinterritorioestetiamdeterritorio)ḄJ@，)ᐸ⚞ᓝIt«ᑁḄaᑗ§、ᱥz¢{ÕᐰḄõḄÏÐᩗ，ᓽ)Ḅ|ᙢ¼-ᩗ，jZ⚞ÜÏÐᩗ。Wü，ᡠᨵᜐaᑁḄ§?xc½ᙠaᑁḄ_ᑗzËᜐ핦ḄÏÐú。156í•ᑛz⚞Ü@，)t¹+fᨵñUx2 ᙠᐸ⚞ᑁḄᡠᨵ#》t`|ᙢÏÐᑣ，ᡈ᪷½#fᙢ8¬ÏÐᩗḄᑣ。157MᙢÏÐᑣḄiHᳮRᳮÙ^⚞.I:gᩗxᜐᐸ⚞ᑁ'ùsᩈᙢ§¥s¬ὅᡠḄ#jᨬ×Ḅᑭ，S§ḄᑭᨬAᨵUḄÖû。158|ᙢᑣ|Ùfᔜèçýö，ᐸᙠ¾ᨵ/¾ᜧḄX^taXs154DraftConvetUiononJurisdictionwithReapectto(jime,29Am.J.Tnl'lT,Sup435(1935)p.445.155DeveIopineritsintheLawKt?，ate?，rikiriahfy124Harv.L.Rev.1226(2010-2011)p.1286.w : ：《 ▭ 》， ᱐ ， / 8)】᱐， 9()⚓。157DraftComentiononJurisdictionwithRespecUoCriirw,29Am.J.Int1IL.Sup435(1935)p.480.158】 wis，ForeignJtwisdictionamitheextraditionofCriminals'185CJ?p.30,citedbyDraftCo^ve^tio^onJurisdicliotiwithRespecttoC?ime^29Am.J.Int']L.Sup435¢1935)p.483.45万方数据 ;41ᙠë ⚞ᑁḄéê8Ü，HjÍÎcnᦻb£>_ÖRéê8ÜWìᙠëéê8ÜḄᐵ¤⌕¥ ᡂḄᙢg》ëÇȦ2ÛÖñ]ᐰᡈᑖWìᙠᐸ⚞ᑁḄNOéê½ᨵ§ᙢÓÔᩗ。ùᡠᨵð⌕Ḅ᪀ᡂ⌕½ᙠ⚞ᓝᑁÕᡂ.¦ᐰo Ḅ⚞ᑁ；À±ÅḄ᪀ᡂÅaᙠ⚞ᓝᑁÕᡂz¦ᓽoᑖ ᙠ⚞åᑁ。]ᐰoᡈoᑖ ᙠ¦⚞åᑁ，ᑣFᙠ|ᙢÏЄlfi2ta¿ᙠ1935ª¶·ᜧ´《ᑛÀÏйíᫀ》M、《ZWᐵ_.~¼ÁÕ》〔Restatement(Third)ofForeignRelationsLawoftheUnitedStates)159DraftConventiononJurisdictionwithRespecttoCrime，29Am.J.Int1IL.Sup435(1935)p.484.160;jaÃWj：《ÄDÀḄW▭(4⚪》，]᱐2012ª᱐，29⚓。…cÚa：《ḄW▭frrj⚪》，2012n@29᱐_⚓。，᱐162SeeDraftConvenUononJurisdictionwithRespecttoCrtme^29AmJInflL.Sup435(1935)pp.494-495.Article3.TerritorialJurisdictionAStatehasjurisdictionwitlircspccttoanycrimecommittedinwholeorinpartwithinitsterritory.Thisjurisdictionextendsto(a)Anyparticipationoutsideitslerrilowinacrimecommittedinwlioleorinpartwithinitsterritory；and(b)Anyattemptoutsideitstcnitorrtocommitacrimeinwholeorinpartwitliinitsterritory.46万方数据 h/*ắ#ᦻ__________________________________________________________________________(e4Z[《@5P,`》）164cOECDç«165ḄÓÔᩗᩩÄBᙳᡭᡠUÐ。f6FCPAÉÓÔᩗḄÓÔᩗᩩÄB，@78dd-l(a)ᩩc@78dd-3(a)ᩩᡠMÐḄÓÔᩗᳮ#¦½2´ᙢÓÔᑣ.ᐸB，@78dd-3⑻ᩩÜ(È，©ᩩᦻB(f((“......ᙠ½ª⚞ᓝ!ᑁῖÁᙢᵨþᡂὅ!OᐸQö（1）ᖪ Ḅgᡈr•®，ᡂὅῖÁᙢ^_!OX:Q8Üe«ᡂ......”’(fDðK¢æJ8Ü，ùᯠÝA2«ᡂæJ8ÜW>Ḅ8ÜWìᙠ½⚞!ᑁ。Û ᐰᔠᦻB¢ḄßC´ᙢÓÔcC´ᙢÓÔᡷo¢ḄÇÈ，?éê8ÜᡈᑖW>1ᙠë ⚞ᑁ，ᑣë ]ëéê8Üᐹ6´ᙢÓÔᩗ。78dd-l(a)ᩩᑣyᡭ78dd-3(a)ᩩüö，ᩩᦻØ.×3ÐÆᔨ“ᙠZ⚞åᑁ”t᪵ö8ḄᙢÜὶ_，¦ᩩᩩᦻg##fZ[⚞åḄᙢÜὶ_^nᙠ“ῖᙢðᵨòᡈὅ°±ö（÷）ᖪḄøᡈúû”å。MN“ῖᙢðᵨòᡈὅÀ±öPl(÷）ᖪḄøᡈÖû”taὶ_ûçsᔲ`miᡂ4ZḄᙢÜὶ_ᕖ？Çὅ+f&|ᯠ。ist|CD8+¦ᩩ_²|ᙢᑣc8nÏÐᩗ。78dd-I(a)ᩩῖ#f© ᙠZ⚞ᑁḄ⊤Õ|sR.Ttù，6sᔠ78dd-1(g)ᩩ"#ÙN，ᑣ¦ᩩḄᙢÜ⌕¹$)ö878dd-l(g)ᩩÀö8ᑏö“......ᙠZìḄ°±ῖᙢ#fjËs$Ḅ，+ù......sᵨzþᡈNOö（1）ᖪ. Ḅgᡈ®'ᙠóÖᩩᩩᦻᩈF®IlifḄ÷，oᔠ*：4ᦻÖz78ᑖ᪆ÝÄnᦻ)ᑖ᪆ü:Ḅg。@78dd-l(a)ᩩc@78dd-Ug)ᩩNJᜐ•@78dd-Iᩩ“W8ὅᡠἭwó#Ḅãu᧕8Ü”ÛÖᩩÄ⚗K，ᐚ᪀ᡂ]¬ᑶW8ὅḄÓÔᩗ，·ὅÄÚ⊡ᐙÓ₇SᡈKᐵḄᐵ16,1§402.RasesofJurisdictiontoPrescribeSubjcctto5403，astatehasjurisdictiontoprcscribclawwithrcspcctto(I)(a)aconductThat?whollyorinsubstantialpart,takesplaccwithinitsterritory;l^5Articlc4JurisdictionI.EacliPartyshalltakesuchmeasuresasmaybencccssarytoestablishitsjurisdictionoverthebriberyofaforeignpublicofficialwhentheoffenceiscommittedinwlioleorinpartinitsIerrilorvr47万方数据 ;41ᒹAḄtµ▲ᑴjE/ᐸÿᧈí•8+c¹fẠ8¬ḄÏÐᩗs#f ᙢ#Ḅ|ᙢÏÐᩗḄØ£taùî》171tIt©ö8)|Ùñᐹᨵᐸ¹Ḅ<ᯠ§，¥ñᐹᨵ¦WNKឋ¨Ḅ§+:ø)Ḅ|§ÏÐᩗ。aoᩭK)tµ§ḄÏÐñUᐸᐸḄÏÐᩗsÓiḄ。FCPAÜÏÐᩗᩩËᒕÚḄ»ᩩ⌱ÁឋÏÐᩩË—78dd-l(g)ᩩ78dd-2(i)ᩩᡠ^ḄÏÐᩗᳮ s|§ÏÐᑣ，ᐸÏвs¹。ᐸÀ78dd-I(g)ᩩ〉ᵨí•᪷ZᡈὅZ÷、ᙢÜ、⚞ᙢᡈὅZὶ¯ᡈK®ᑜḄ]ᡂnḄ、&᪷ØÒ12⁚tý´ᨵaµᑶḄ、ᡈὅ᪷ᩈÒ15(d)ª⁚£¬⌕¹ç*/0Ḅᑶ#$，ᡈὅÃsüµ#ὅḄᓸº¤ᕒ、Û:z、¼ᕒᡈ¾ᳮḄZ§，ᡈὅ¾⊤¹éḄ:;ḄZ§，ᯠ¦ᩩḄ〉½Rö8fZWᑶ#ὅ½ᐸᨵ¾ᳮᐵ_ḄZ§。Ifll78dd-2(i)ᩩ〉½ᓝ°±ZW§。t»ᩩ8n|§ÏÐḄôẠ$)ö8，ᯠ§ÂÐẠᓽfW¹，§ÏÐẠᓽf¦§᪷ZᡈὅZ÷、ᙢÜ、⚞ᙢᡈὅ157;ÃWj：《ÄDÀḄW▭H⚪》，]᱐2012ª᱐，31⚓》16BDraftComentiononJurisdictionwithRespectIoCrime^29Am.J.InflL.Sup501(1935)p.519.°;ᦑß²W▭：《》1995，@91-92᱐⚓n。，_᱐170SeeDraftCotivefiUofionJurisdictionwithRespecttoCrime,29AmJ.InflI」.Sup501(1935)p.523.171DraftConvetiliononJurisdictionwtlfiRespecttoCrime'29Am.JInflL.Sup501(1935)p.531.49万方数据 ;41CcdricRytigacrt,JmisdictioninInie?7iatioria!Law^OxfordUniversityPress,2008，p.32.181CedricRyngaerl,JurisdictioninInternationa!Law^OxfordUniversityPress,2008,p.35.182DanF-Stlgall,In/ef'?iaiio?ia!l.awandLimitationsoniheExerciseofExlralan'ilorialJurischciioninU.S.DomesticLaw^35HastingsInt'l&Comp.L.Rcv.2(2012)p.335.183DanE.StigalI，InterrmtionafLawandLimitationsontheExerciseofExiralen'iloria!JurisdictioninU.S.DomesticLaw735[aslingsInl'I&Comp.I,.Rev.2(2012)p335.■84SeeCedricRyngaerl.JurissdicUofiinInternaUonaiOxfordUniversityPress,2008,p.137.52万方数据 h ắᦻ_______________________________________________________________________________________abÓii nḄ⊤åo▲ᑴÜÏÐᩗWᵨḄᭆñsáᡠᕜIḄᳮឋ£ᑣ。ᨬ?a.℉Wéᑨ¡àfÛùM▭²ᳮឋḄᭆñÏÐᩗ▲ᑴ，ᓽF/+:ᐕឋḄᑣ。185§âḄឱᑣêᢝᳮឋÏãᑣ，⌕¹#[ὃ⇋ᑮᐸõ)Ḅᔠᑭ▲ᑴᐸ]Ḅ〉ᵨlf;h186ᒹß：+|ᑣ、ᐹ&ὶ_(GenuineConnection)、¹º(Equity)、Ôeᑣ(PrincipleofProportionality)、ᩗUþᵨᑣ(DoctrineofAbuseofRights)k᮱ḄDÀᡈ4(ResponsibilityorDutytoProtect)<>187ᑮU"f.¶h，ᙠÛÜùឋÏÃᩗ£ᑣU'，ᨬqZ Ḅ:sZ´Íᙠ1987ª《~¼GÕ》zᵨḄ403ᩩ188。tᩩ£ᑣ'!Ḅ▭åᑣ，jkQ'§$ᩗᑭḄOPᑣ。189¦ᩩAÿ°±&@Ḅ#ÏÐᩗËöᳮឋ⌕¹Ḅ£ᑴ，ᓽó/ᙠḄÏÐᩗOPᡈ᪷ØyOP。403ᩩf▾、næ᪀c½#Ïᳮæ᪀r/〉ᵨᡠᨵ⚞ÜḄ]Ḅᔠᳮឋ£ᑣḄᵨ᪾》190ᔠᳮឋ£ᑣḄᩈ¨`abᔠḄZᑭᩈ×&|ñöøÏÐᩗ`x185DanE,Stigall5Internationa!LawandLimitationsontheEwciseofExlralerriloriaiJurisdictioninU.S.Domestic35HastingsIiit’I&Comp.L.Rcv.2(2012)p.336.186ASVtj1CedricRyngaerl?JurisdicUoninhiterftadonafLaw,OxfordUniversityPress52008?p.153,■SeeCedricRyngaerl,JuriscUctionininternationalLaw^OxfordUniversityPress,2008,pp.144-153.lss§403.Limitationsonjurisdictiontoprescribe(1)Fvcnwlienoneofthebasesforjurisdictionunder§402ispresent,astatemaynotcxcrciscjurisdictiontoprescribelawwithrespecttoapersonoractivityIiavingconnectionswithanotherstatewhenIheexerciseofsuchjurisdictionisunreasonable(2)Whethercxcrciscofjurisdictionoverapersonoractivityisunreasonableisdeterminedbyevaluatingallrelevantfactors,including，whereappropriate:(a)Thelinkoftheactivitytotheterritoryoftheregulatingstale,i.e.,theextenttowhichIheaclivilylakesplacewiUiintheterritory，orIieissubstantial,direct,andforeseeableeffectuponorinthelerrilor'(b)Theconnections,suchasnationality,residence,oreconomicactivity,betweentheregiilalingslateandthepersonprindpallyresponsibleforIhcactivitytoberegulated,orbetweenthatstateandllioscwhomllicregulationisdesignedtoprotect;(c)TliecharacterofIlieactivitytoberegulated，theimportanceofregulationtotheregiilalingslate,theextenttowhichotherstatesregulatesuchactivities,andthedegreetowhichthedesirabilityofsuchregulationisgenerallyacccptcd;(d)Thccxistciiccofjustifiedexpectationsthatmightbeprotcctcdorhurtbytheregulation:(e)Theimportanceoftheregulationtotheinternationalpolitical,legal,oreconomicsyslenn(f)Theextenttowhiclitheregulationisconsistentwillithetraditionsoftheinternationalsyslem;(g)Tlicextenttowhiclianotherstatemayhaveaninterestinregulatingtheactivity;and(h)Thclikelihoodofconflictwitliregulationbyanotherstate.(3)Wliciiitwouldnotbeunreasonableforeachoftwostatestocxcrciscjurisdictionoverapersonoractivity，butIlieprescriptions^bythetwostatesareinconflict,eachstatehas»anobligationtoevaluateUsownaswellantheotliciLstate'sinterestincxcrcisingjurisdiction,inlightofalltherelevantfactors，includingthosesetoutInSubscction(2);astateshoulddefertotheotherstateifthatstate'sinterestisclearlygreater.189CedricIiyngaertnJurisdictioninIrUernatiofta!Law7OxfordUniversityPress,2008.p.35.190CedricIiyngaertnJurisdicUonmInternationalLaw,OxfordUniversityPress,2()()8,pp.155-156.53万方数据 ;41ᙠÍÓÔᩗḄ ⚞ᓝᑁḄ÷NOÉ8Ü]ßÍÓÔᩗḄ ì§áḄ÷。ᵫ¢Ðឋᑖ᪆>ḄᑨÚ]a*ßͽUnÓᩗ2ᔲ¢WḄ·RçÛḄᑨÚg2：8Üᑣcᦔ?ᑣ。1938Üᑣ，Ý[8Ü，ᐵEᙠ½ ⚞ᑁÍḄ8Ü，,-[·w½ ᡂÜéêḄᜩ¸¦ñᑭÞWÕ，8Üᑣ×BᐵḼ•´ᙢᑣßÍḄÉÓÔᩗ。〉/I]8Üᑣel®ÉÓÔᩗḄbª`/ÖᑡḄ。ᨬ¹ḄCDÛܵᡭùW>ᙠ½ Ḅ8Ü᪀ᡂéêḄᡠ¢᪀ᡂ⌕¯tAf6ÉÓÔᩗ。}JḄ#fᑣ8IAÜÏÐᩗ，]a.#flᙠ[%#fᙠZᑁI。ᐸõ▾ᙠSᑁ#fc8nÜÏÐᩗzz{./ᢚḄùî。a.▾⌕¹[%#fḄ#f#fḄÕᡂᐹ{G§ò》ᐸõ▾，ᐸs¨IiiI▾，⌕¹ZWᑁḄ#f|ᵭ-ᵬ-ós7ᜓ¦#f¡[%Ḅ&¨#f，ᡈᡂ1ÕᡂᡠiWḄR⌕Ḅ#f，ᡈ§§Áᡂ¦Ḅ#f。194MMf#fᑣ〉ᵨSN᪷|ᙢᑣ8nḄÜÏÐᩗḄᔠᳮឋ，ᒹßNiiHᑶ#ὅ◀ᑶ#ὅ、WᑁÓᐵὅḄᐸõÀ±§ᙠZ#⚞.I:ᑁῖᙢð½òsᡀὅÀ±ᐸõö[（÷）ᖪḄøᡈÖû，sᡀὅῖᙢìÀ±ᐸõ#f"#ᡈÁᡂ#gøÏÐᩗ。FCPAḄtaµÜÏÐᩗ，ÜÏÐᩗqc8nᙠZ⚞ᓝᑁ"#Ḅ#f(I)|ᓫᓫós7ᜓ；¢2)ÌRᩳÅ；（3),l^1CcdricRytigacrt,JmisdictioninInie?7iatioria!Law^OxfordUniversityPress,2008，p.156.■Ḅ[[•[Aiweiilirown，lixit'alerritorialJuHsdictfotitmderthe1998AmendmentstoiheForeignCorruptPracticesAci:DoesiheGovermnentsReachNo^KxceedItsGrasp?26N.C.J.Int'lL.&Com.Reg.239(2001)p302,■ºH,LowellBrown,Extraterriloria!Jurisdictionunchrthe199SAm&nchnerUstolheForeignCorruptPracticesAcl:DoestheGovernmentsReachNowExceedhsGrasp?26N.C.J.Int'lL.&Com.Reg.239(2001)p.322.194[[•[Aiweiilirown，lixtt'aletTiioriaiJtfHsdictio/itmderthe1998AmendmenisioiheForeignCorruptPracticesAc!:DoestheGoje?nr?wntsReachNo^vExceedI/sGrasp?26N.C.J.Int'lL.&Com.Reg.239(2001)pp.324-328.54万方数据 h/*ắ#ᦻ__________________________________________________________________________c¹ÆḄK¦#füý]^Ì。195#fᑣᐵ°ᙠZ1⚞ᑁḄÁᡂÌḄ#f||wj，ᦔ]ᑣSNgZW]Ü〉ᵨᓝᙠüýᱫᑮZMᑭḄ#fḄᔠᳮឋ。ᙠᦔáᑣK,▾ᐵtᙠḄ1#fZḄᑭ⌼ᡂ,⚜Ḅ&¨ឋḄl©。ftbW，ᦔ]ᑣᙠ8¬᪷t%|ᙢᑣ§ḄÜ#f᪷|§ᑣZ§ḄÜ#f+:øÏÐᩗḄᳮឋø☢#ᐵὶឋ。ᦔ]ᑣèḄÏÐᩗᑖ᪆)⌕¹/+:Ḅ#fZᖪ4&¨ឋCD，M᪵jÅὃ⇋ᑮḄᑭ。ᙠFCPAV，ab[§ᡈᙠḄZ[§¾⊤abZW¹éᡈöZ[ÏÐḄ¹é&BÁᡂῖêëḄ#f，¦#füýᙢᡈ&¨ឋᙢCDZḄᑭ`c᪷Ꭴᦔ]ᑣx ὶ&^ÏÐᩗM᪵Ḅ， ᙠḄÁᡂῖêëḄ#fl©a)Z¹é—ᓽa)´µὅḄῖឋêëx /¥a)Z¹éqᡈkᢝ4Ḅᦔ]aZ¹éḄCDᙠᦔ]ᑖ᪆úgᐕfÜ#frÃabᨵµâḄÏÐ+Ạ。ᯠÓ·Ḅ，]a)Z[¹éÐöa⚗ῖç᧕ḄCDaᡈὅf¦Z¹é|sῖឋêëḄ;ὅᡈὅf¦Z¹é|sö¦ῖឋêëCDḄz-Ḅ´ὅ—ᑣнÀ±Z&¨ឋᑭ，û¦ç᧕;ᔜgøÏÐᩗ᪷W▭`|ᔠᳮḄ。üFCPAḄÜ#,ᯠ|ñ¡%ÜÏÐᩗ▬Ḅᔠᳮឋ▲ᑴ，t◤⌕ὃ⇋s½nḄ)ᑭ.]ᩈñgÌ·Z]U᧕ᙢl©)ᑭÓὶ_，ᑣFCPAḄÏÐᩗM(ZWḄᔠᩗ▲„HḄᩭK，ZfFCPAÜÏÐᩗᡠḄᳮ，'ùs|ᙢÏÐᑣ¥`|§ÏÐᑣ，ᡈᐸñ`▭úḄᔠᳮឋ⌕¹，ᙳôñK%´ὅ。197᪷78dd-Ua)ᩩḄ£¬，FmÆᑶ#ὅó⌕ðᵨòᡈᐸõ÷▭ᖪµᐹᡈÖû"#Âᕒ#fᓽöFCPAḄ£，IflTtBð½òᡈᐸõ÷▭ᖪ.µᐹᡈÖûḄ#fᩈ×Rè>，■6SeeH.IwellBrown,Rjciraierriloria!JuHsdictkmimd&r/h&1998Am&mhn&fitstoth&ForeignCorrupiPraciic&xAcLDoestheGove?7imeritsReachNowExceedIlsGrasp?N.C.J.InflL.ScCom.Reg.239(2001)p.328.SeeH.LowellBrown,H:.traterri!vria!Jarisdictionumier/he1998Amemhnents(o(heForeignCorntplPraciiceyAcLDoe.?iheGovermnentWReachMowJiaceedItsGrasp?26N.C.J.InflL-&ComReg.239(20()1}pp.328-334.197DeveiopmentxintfieLawIixtratertftoriaifty^124IIarvLRev1226(201Q-2QII)p.!2K7.55万方数据 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¤Ï!*!᱐2008᱐[9]Ð(，《õᳮ*OHkæJ]¿Ẇ:》，Wû_᱐2006᱐[101ÑÒ²（ß），《 ▭》，n_᱐1995᱐111*+:᧽s、ᓝ:Ô：，《ᖪ æJéê■õ]¿》，***s*Ñ_᱐2009᱐[121*ÁIê឵•ᨽᑭ（ب&、gÙÚ«Û），《 ▭çᳮ》，n_᱐2007᱐[13]ᕜÜì，《S▭（Ý）》，Þßᜧ_᱐2007᱐Bᦻ#ᦻ[14]à，《#ö ᖪ æJḄnᑴ》，]Du᧕ᜧá"#ᦻ，2007Áᦻ℉<[15]CedricRyngaert,JwisdiciionInIniemaiionaIZanOxfordUniversityPress,2008[16]JamesCrawford&MarttiKoskeniiienii,TheCambridgeCompanionTofniernaikmai[aw,CambridgeUniversityPress,2012Áᦻ#ᦻ[17]AlejandroPosadas,"CombatingCorruptionUnderInternationa*Law'10DukeJ.Comp.&Iiit’lL3451999-2000[18]AmyDccnWestbrook,“EnthusiasticEnforcement,InfoniialLegislation:TheUnruly64万方数据 h ắᦻExpansionOfThcForeignCorruptPracticcsAct'45Ga,LrRev,4892010-2011]19]AnthonyJ.Colaiigeloj“ConstitutionalLimitsOnExtraterritorialJurisdiction:TerrorismAndThehUCTscclionOfNalionalAndInlcrnationalLaw”，48H,[nt’lL,J.I2()()7]20]AnthonyJ.Colangclo,iTlicForeignCommcrccClause'%Vir.LRev.9492010[21]A.TimothyMartin,"CorruptionAiidImproperPayments:GlobalTrendsAndApplicableLaws'36Alla.L.Rev.4161997-1998]22]AustenL.Parrish.“Sovereignty,NotDueProcess:PersonalJurisdictionOverNonresidentAlienDefendants'41WakeForestL」RewI2006]23]BillShaw,“TheForeignCorruptPracticesActAndProgeny:MorallyUnassailable'33CornellIntnILL6892000]24]CarlPacini.“TheForeignCorruptPracticcsAct:TakingABitcOulOfBriberyInIiitemaitonalBusinessTransactioiis”，17FordhamJ.Corp.&Fin.L5452012[25]ChristopherJ,Duncan,tThe1998ForeignCorruptPracticesActAmendments:MoralEmpiricismOrMoralImperialism?”IAsian-Pac,L&PoPyJ.162000[26]CortiieyC.Thomas,“TheForeignCorruptPracticesAct:ADecadeOfRapidExpansionExplained.Defended.AndJustified”，29Rev,Litig,4392010[27]DanE.StigalL“InternationalLawAndLimitationsOnTheExerciseOfExtraterritorialJurisdictionInU.S.DomesticLa'v”，35HastingsIntM&Comp.LRev.22012]28]DanielPatrickAshef“TheLengtheningAiiti-BribenrLassoOfTheUnitedStates:TheRecentExtraterritorialApplicationOfTheU.S.ForeignCorruptPracticesAct'73FordhamL.Rev」28972005[29]DavidA.Gantz,“GlobalizingSanctionsAgainstForeignBribery:TheEmergenceOfANewInternationalLegalConsensus”，ISN\J.IntML&Bus」4571997-1998[30]DavidC「Weiss,“TheForeignCorruptPracliccsAct,SECDisgorgementOfProfits，AndTheEvolvingInternationalBriberyRegime:WeighingProportionality,Retribution,AndDeterrence”，30Mich.JrIntlL.471200965万方数据 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h 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